Open Market Insiders Trades
This list includes insiders general transaction with codes filed in Form 4 from SEC:
- P - Open market or private purchase of non-derivative or derivative security
- S - Open market or private sale of non-derivative or derivative security
- V - Transaction voluntarily reported earlier than required
| Ticker | Insider | Transaction Type | Ownership Type | Shares Traded | Value / Price | Filing Date |
|---|---|---|---|---|---|---|
|
NERV
|
Index Venture Associates Iii LTD
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 34,589 Reduced 0.74% |
$436,513
$12.62 p/Share
|
Sep 28
2018 |
|
LLY
|
Lilly Endowment Inc |
SELL
Open market or private sale
|
Direct | 107,553 Reduced 0.09% |
$11,541,512
$107.31 p/Share
|
Sep 28
2018 |
|
ISUN
|
Polar Asset Management Partners Inc.
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 400 Reduced 0.12% |
$4,560
$11.4 p/Share
|
Sep 28
2018 |
|
AVGO
|
Kirsten M. Spears
CFO & Chief Accounting Officer |
SELL
Open market or private sale
|
Direct | 1,194 Reduced 4.65% |
$294,345
$246.52 p/Share
|
Sep 28
2018 |
|
ABT
|
Sharon J Bracken
Senior Vice President |
SELL
Open market or private sale
|
Direct | 1,732 Reduced 4.25% |
$127,042
$73.35 p/Share
|
Sep 28
2018 |
|
ABT
|
Daniel Gesua Sive Salvadori
EVP AND GROUP PRESIDENT |
SELL
Open market or private sale
|
Direct | 5,000 Reduced 5.35% |
$367,000
$73.4 p/Share
|
Sep 28
2018 |
|
SDOI
|
Standard General L.P.
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 4,280 Reduced 0.06% |
$69,165
$16.16 p/Share
|
Sep 28
2018 |
|
PRU
|
Scott Sleyster
Executive Vice President |
SELL
Open market or private sale
|
Direct | 23,300 Reduced 40.34% |
$2,323,476
$99.72 p/Share
|
Sep 28
2018 |
|
DBRG
|
Thomas Barrack Jr
Director |
SELL
Open market or private sale
|
Indirect | 900 Reduced 0.32% |
$21,375
$23.75 p/Share
|
Sep 27
2018 |
|
WMT
|
Alice L Walton
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 807,654 Reduced 1.44% |
$76,290,996
$94.46 p/Share
|
Sep 27
2018 |
|
WMT
|
Jim C Walton
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 807,654 Reduced 1.44% |
$76,290,996
$94.46 p/Share
|
Sep 27
2018 |
|
WMT
|
S Robson Walton
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 807,654 Reduced 1.44% |
$76,290,996
$94.46 p/Share
|
Sep 27
2018 |
|
LLY
|
Lilly Endowment Inc |
SELL
Open market or private sale
|
Direct | 92,447 Reduced 0.08% |
$9,891,829
$107.0 p/Share
|
Sep 27
2018 |
|
TMUS
|
David R Carey
EVP, Corporate Services |
SELL
Open market or private sale
|
Direct | 2,000 Reduced 0.96% |
$140,000
$70.0 p/Share
|
Sep 27
2018 |
|
TMUS
|
David A Miller
EVP, General Counsel & Sec. |
SELL
Open market or private sale
|
Direct | 5,000 Reduced 4.08% |
$350,000
$70.0 p/Share
|
Sep 27
2018 |
|
QCOM
|
Alexander H Rogers
President QTL & Global Affairs |
SELL
Open market or private sale
|
Direct | 854 Reduced 14.11% |
$61,642
$72.18 p/Share
|
Sep 27
2018 |
|
CMCSA
|
Arthur R Block
EVP, GC and Secretary |
SELL
Open market or private sale
|
Direct | 6,448 Reduced 8.64% |
$228,775
$35.48 p/Share
|
Sep 27
2018 |
|
CARG
|
Parafestas Anastasios
Director |
SELL
Open market or private sale
|
Indirect | 60,000 Reduced 0.55% |
$3,343,200
$55.72 p/Share
|
Sep 27
2018 |
|
CARG
|
Spinnaker Capital LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 50,000 Reduced 0.54% |
$2,786,000
$55.72 p/Share
|
Sep 27
2018 |
|
NERV
|
Index Venture Associates Iii LTD
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 31,684 Reduced 0.68% |
$398,268
$12.57 p/Share
|
Sep 27
2018 |
|
SIC
|
B. Riley Financial, Inc.
Director |
SELL
Open market or private sale
|
Indirect | 100 Reduced 0.0% |
$1,103
$11.03 p/Share
|
Sep 27
2018 |
|
AVTX
|
Armistice Capital, LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 6,473 Added 0.04% |
$30,358
$4.69 p/Share
|
Sep 27
2018 |
|
AVTX
|
Armistice Capital, LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 0 Added 0.0% |
-
|
Sep 27
2018 |
|
BBDC
|
Barings LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 77,500 Added 0.87% |
$776,550
$10.02 p/Share
|
Sep 27
2018 |
|
AGFS
|
Dow Du Pont Inc.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 37,251 Added 0.19% |
$244,739
$6.57 p/Share
|
Sep 27
2018 |
|
MCHX
|
Edenbrook Capital, LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 13,237 Added 0.18% |
$36,137
$2.73 p/Share
|
Sep 27
2018 |
|
APOG
|
Herbert K Parker
Director |
BUY
Open market or private purchase
|
Direct | 5,000 Added 40.55% |
$207,600
$41.52 p/Share
|
Sep 27
2018 |
|
RUN
|
Tiger Global Management LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 13,502 Added 0.09% |
$162,024
$12.0 p/Share
|
Sep 27
2018 |
|
AVK
|
Advent Capital Management |
BUY
Open market or private purchase
|
Direct | 6,000 Added 6.98% |
$94,140
$15.69 p/Share
|
Sep 27
2018 |
|
LAB
|
Levin Capital Strategies, L.P.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 52 Added 0.0% |
$392
$7.53 p/Share
|
Sep 27
2018 |
|
ODTC
|
Tang Kevin C
Chief Executive Officer |
BUY
Open market or private purchase
|
Indirect | 6,199 Added 0.05% |
$115,921
$18.7 p/Share
|
Sep 27
2018 |
|
FEIM
|
Edenbrook Capital, LLC
Director |
BUY
Open market or private purchase
|
Indirect | 2,318 Added 0.2% |
$23,458
$10.12 p/Share
|
Sep 27
2018 |
|
DXLG
|
Cannell Capital LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 800 Added 0.02% |
$2,048
$2.56 p/Share
|
Sep 27
2018 |
|
SIC
|
B. Riley Financial, Inc.
Director |
BUY
Open market or private purchase
|
Indirect | 5,783 Added 0.26% |
$62,399
$10.79 p/Share
|
Sep 27
2018 |
|
RVIC
|
Luxor Capital Group, LP |
BUY
Open market or private purchase
|
Indirect | 231 Added 0.01% |
$7,283
$31.53 p/Share
|
Sep 27
2018 |
|
ODTC
|
Tang Kevin C
Chief Executive Officer |
BUY
Open market or private purchase
|
Indirect | 10,000 Added 0.08% |
$190,700
$19.07 p/Share
|
Sep 26
2018 |
|
AVTX
|
Armistice Capital, LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 4,631 Added 0.03% |
$21,442
$4.63 p/Share
|
Sep 26
2018 |
|
AVTX
|
Armistice Capital, LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 0 Added 0.0% |
-
|
Sep 26
2018 |
|
NWFL
|
Andrew Forte |
BUY
Open market or private purchase
|
Indirect | 400 Added 6.73% |
$15,920
$39.8 p/Share
|
Sep 26
2018 |
|
BBDC
|
Barings LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 77,500 Added 0.88% |
$778,875
$10.05 p/Share
|
Sep 26
2018 |
|
AGFS
|
Dow Du Pont Inc.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 38,603 Added 0.19% |
$256,324
$6.64 p/Share
|
Sep 26
2018 |
|
MCHX
|
Edenbrook Capital, LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 18,010 Added 0.48% |
$48,987
$2.72 p/Share
|
Sep 26
2018 |
|
MCHX
|
Edenbrook Capital, LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 200 Added 0.01% |
$548
$2.74 p/Share
|
Sep 26
2018 |
|
RVIC
|
Luxor Capital Group, LP |
BUY
Open market or private purchase
|
Indirect | 400 Added 0.02% |
$12,596
$31.49 p/Share
|
Sep 26
2018 |
|
CARG
|
Parafestas Anastasios
Director |
SELL
Open market or private sale
|
Indirect | 60,000 Reduced 0.55% |
$3,335,400
$55.59 p/Share
|
Sep 26
2018 |
|
CARG
|
Spinnaker Capital LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 50,000 Reduced 0.54% |
$2,779,500
$55.59 p/Share
|
Sep 26
2018 |
|
DBRG
|
Thomas Barrack Jr
Director |
SELL
Open market or private sale
|
Indirect | 4,985 Reduced 1.76% |
$118,394
$23.75 p/Share
|
Sep 26
2018 |
|
HHC
|
Pershing Square Capital Management, L.P.
Director |
SELL
Open market or private sale
|
Indirect | 5,353 Reduced 0.25% |
$670,089
$125.18 p/Share
|
Sep 26
2018 |
|
LLY
|
Lilly Endowment Inc |
SELL
Open market or private sale
|
Direct | 134,410 Reduced 0.11% |
$14,377,838
$106.97 p/Share
|
Sep 26
2018 |
|
SQ
|
Jack Dorsey
Block Head and Chairperson |
SELL
Open market or private sale
|
Indirect | 103,035 Reduced 68.96% |
$9,945,968
$96.53 p/Share
|
Sep 26
2018 |