Open Market Insiders Trades
This list includes insiders general transaction with codes filed in Form 4 from SEC:
- P - Open market or private purchase of non-derivative or derivative security
- S - Open market or private sale of non-derivative or derivative security
- V - Transaction voluntarily reported earlier than required
| Ticker | Insider | Transaction Type | Ownership Type | Shares Traded | Value / Price | Filing Date |
|---|---|---|---|---|---|---|
|
HGBL
|
Topline Capital Partners, LP
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 27,708 Added 0.63% |
$51,537
$1.86 p/Share
|
Oct 05
2020 |
|
CZNC
|
Robert G Loughery |
BUY
Open market or private purchase
|
Direct | 296 Added 17.2% |
$4,961
$16.76 p/Share
|
Oct 05
2020 |
|
CZNC
|
Bobbi J Kilmer |
BUY
Open market or private purchase
|
Direct | 371 Added 5.75% |
$6,218
$16.76 p/Share
|
Oct 05
2020 |
|
CZNC
|
Timothy E Schoener |
BUY
Open market or private purchase
|
Direct | 296 Added 13.02% |
$4,961
$16.76 p/Share
|
Oct 05
2020 |
|
CZNC
|
Frank G Pellegrino |
BUY
Open market or private purchase
|
Direct | 296 Added 1.71% |
$4,961
$16.76 p/Share
|
Oct 05
2020 |
|
TPL
|
Horizon Kinetics Asset Management LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 14 Added 0.01% |
$6,372
$455.11 p/Share
|
Oct 05
2020 |
|
RCG
|
Murray Stahl
President/Co-Portfolio Manager |
BUY
Open market or private purchase
|
Indirect | 675 Added 0.52% |
$891
$1.32 p/Share
|
Oct 05
2020 |
|
VOXX
|
Beat Kahli
Director |
BUY
Open market or private purchase
|
Indirect | 5,200 Added 0.13% |
$41,600
$8.0 p/Share
|
Oct 05
2020 |
|
MCOA
|
Themistocles Psomiadis
Director |
BUY
Open market or private purchase
|
Direct | 1,500,001 Added 29.98% |
-
|
Oct 05
2020 |
|
KNTK
|
D. Clay Bretches
CEO |
BUY
Open market or private purchase
|
Direct | 2,620 Added 11.19% |
$28,427
$10.85 p/Share
|
Oct 05
2020 |
|
NSEC
|
Fred Clark Jr
Director |
BUY
Open market or private purchase
|
Direct | 2,602 Added 3.2% |
$28,310
$10.88 p/Share
|
Oct 05
2020 |
|
AUGX
|
Redmile Group, LLC
Director |
BUY
Open market or private purchase
|
Indirect | 5,000,000 Added 28.16% |
$15,000,000
$3.0 p/Share
|
Oct 05
2020 |
|
LEAF
|
Osmium Partners, LLC |
BUY
Open market or private purchase
|
Indirect | 500,000 Added 18.87% |
$2,565,000
$5.13 p/Share
|
Oct 05
2020 |
|
NDP
|
Aristides Capital LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 12,139 Added 5.81% |
$119,691
$9.86 p/Share
|
Oct 05
2020 |
|
GBDC
|
David Golub
Chief Executive Officer |
BUY
Open market or private purchase
|
Indirect | 2,000 Added 0.11% |
$27,320
$13.66 p/Share
|
Oct 05
2020 |
|
GBDC
|
Lawrence E Golub
Chairman |
BUY
Open market or private purchase
|
Indirect | 2,000 Added 0.11% |
$27,320
$13.66 p/Share
|
Oct 05
2020 |
|
AVO
|
Ross W Wileman
Officer |
BUY
Open market or private purchase
|
Direct | 10,000 Added 50.0% |
$120,000
$12.0 p/Share
|
Oct 05
2020 |
|
AVO
|
Linda B Segre
Director |
BUY
Open market or private purchase
|
Direct | 3,000 Added 30.12% |
$36,000
$12.0 p/Share
|
Oct 05
2020 |
|
AVO
|
Michael A Browne
CHIEF OPERATING OFFICER |
BUY
Open market or private purchase
|
Direct | 10,000 Added 42.55% |
$120,000
$12.0 p/Share
|
Oct 05
2020 |
|
AVO
|
Stephen J Barnard
CEO |
BUY
Open market or private purchase
|
Indirect | 17,003 Added 0.4% |
$204,036
$12.0 p/Share
|
Oct 05
2020 |
|
AVO
|
Bonnie Cruickshank Lind
Director |
BUY
Open market or private purchase
|
Direct | 12,500 Added 43.16% |
$150,000
$12.0 p/Share
|
Oct 05
2020 |
|
CDLX
|
Clifford Sosin
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 2,384 Added 0.05% |
$172,745
$72.46 p/Share
|
Oct 05
2020 |
|
BWFG
|
Daniel S Jones
Director |
BUY
Open market or private purchase
|
Indirect | 339 Added 1.29% |
$5,183
$15.29 p/Share
|
Oct 05
2020 |
|
BWFG
|
Carl M Porto
Director |
BUY
Open market or private purchase
|
Indirect | 281 Added 2.97% |
$4,296
$15.29 p/Share
|
Oct 05
2020 |
|
BWFG
|
James M Garnett Jr
Director |
BUY
Open market or private purchase
|
Indirect | 262 Added 5.86% |
$4,006
$15.29 p/Share
|
Oct 05
2020 |
|
BWFG
|
Eric J Dale
Director |
BUY
Open market or private purchase
|
Indirect | 418 Added 1.86% |
$6,391
$15.29 p/Share
|
Oct 05
2020 |
|
AUGX
|
Mc Kesson Ventures, LLC |
BUY
Open market or private purchase
|
Direct | 666,666 Added 14.49% |
$1,999,998
$3.0 p/Share
|
Oct 05
2020 |
|
AUGX
|
Jason Krikorian
Director |
BUY
Open market or private purchase
|
Indirect | 666,667 Added 15.16% |
$2,000,001
$3.0 p/Share
|
Oct 05
2020 |
|
AUGX
|
Dcm Vi, L.P.
Director |
BUY
Open market or private purchase
|
Direct | 666,667 Added 15.16% |
$2,000,001
$3.0 p/Share
|
Oct 05
2020 |
|
AUGX
|
Jennifer M. Carter
Director |
BUY
Open market or private purchase
|
Indirect | 666,666 Added 14.49% |
$1,999,998
$3.0 p/Share
|
Oct 05
2020 |
|
RZLT
|
Handok, Inc. |
BUY
Open market or private purchase
|
Direct | 125,000 Added 0.12% |
$57,500
$0.46 p/Share
|
Oct 05
2020 |
|
BTN
|
Fundamental Global Investors, LLC
Director |
BUY
Open market or private purchase
|
Indirect | 605 Added 0.06% |
$944
$1.56 p/Share
|
Oct 05
2020 |
|
EXMWW
|
Yutaka Niihara
Chairman and CEO |
BUY
Open market or private purchase
|
Direct | 1,250 Added 0.01% |
$1,200
$0.96 p/Share
|
Oct 05
2020 |
|
RAVE
|
Clinton Dayne Fendley
Chief Financial Officer |
BUY
Open market or private purchase
|
Direct | 20,833 Added 50.0% |
$10,208
$0.49 p/Share
|
Oct 05
2020 |
|
AIMD
|
Stephen T Chen
President,Chairman,CEO,CFO |
BUY
Open market or private purchase
|
Indirect | 200 Added 0.03% |
$44
$0.22 p/Share
|
Oct 05
2020 |
|
KBNT
|
Peter A Bordes Jr
Chief Executive Officer |
BUY
Open market or private purchase
|
Direct | 500 Added 0.24% |
$1,210
$2.42 p/Share
|
Oct 05
2020 |
|
SFBC
|
Joseph Stilwell
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 5,000 Added 5.27% |
$149,100
$29.82 p/Share
|
Oct 05
2020 |
|
MBOT
|
Yoseph Bornstein
Director |
SELL
Open market or private sale
|
Indirect | 20,000 Reduced 7.49% |
$156,800
$7.84 p/Share
|
Oct 05
2020 |
|
NIQ
|
Gifford R Zimmerman
CCO and Vice President |
SELL
Open market or private sale
|
Direct | 514 Reduced 17.13% |
$7,350
$14.3 p/Share
|
Oct 05
2020 |
|
ITRI
|
Lynda L. Ziegler
Director |
SELL
Open market or private sale
|
Direct | 690 Reduced 4.79% |
$45,761
$66.32 p/Share
|
Oct 05
2020 |
|
NSC
|
Alan H. Shaw |
SELL
Open market or private sale
|
Indirect | 8 Reduced 100.0% |
$1,724
$215.45 p/Share
|
Oct 05
2020 |
|
DUSYF
|
Hun Beng (Joe) Lim
President and CEO |
SELL
Open market or private sale
|
Indirect | 150,000 Reduced 0.23% |
$19,500
$0.13 p/Share
|
Oct 05
2020 |
|
VPLM
|
Dennis Chang
SECRETARY |
SELL
Open market or private sale
|
Direct | 100,000 Reduced 0.33% |
$4,000
$0.04 p/Share
|
Oct 02
2020 |
|
AMIH
|
Luis Alan Hernandez
Chief Marketing Officer |
SELL
Open market or private sale
|
Direct | 4,000,000 Reduced 66.67% |
-
|
Oct 02
2020 |
|
AMIH
|
Esteban Alexander
Chief Operating Officer |
SELL
Open market or private sale
|
Direct | 7,000,000 Reduced 77.78% |
-
|
Oct 02
2020 |
|
NSC
|
Alan H. Shaw |
SELL
Open market or private sale
|
Indirect | 43 Reduced 84.31% |
$9,176
$213.39 p/Share
|
Oct 02
2020 |
|
TLYS
|
Michael Henry
CFO |
BUY
Open market or private purchase
|
Direct | 600 Added 1.13% |
$3,528
$5.88 p/Share
|
Oct 02
2020 |
|
OVV
|
Rachel Maureen Moore
EVP, Corporate Services |
BUY
Open market or private purchase
|
Indirect | 6,000 Added 50.0% |
$44,520
$7.42 p/Share
|
Oct 02
2020 |
|
NOVA
|
William J Berger
Director |
BUY
Open market or private purchase
|
Direct | 500 Added 0.37% |
$14,195
$28.39 p/Share
|
Oct 02
2020 |
|
AGX
|
Richard H Deily
Compliance Officer, Former CFO |
BUY
Open market or private purchase
|
Direct | 250 Added 20.0% |
$10,505
$42.02 p/Share
|
Oct 02
2020 |