Open Market Insiders Trades
This list includes insiders general transaction with codes filed in Form 4 from SEC:
- P - Open market or private purchase of non-derivative or derivative security
- S - Open market or private sale of non-derivative or derivative security
- V - Transaction voluntarily reported earlier than required
| Ticker | Insider | Transaction Type | Ownership Type | Shares Traded | Value / Price | Filing Date |
|---|---|---|---|---|---|---|
|
OPFI
|
Larry G Swets Jr
Chief Executive Officer |
BUY
Open market or private purchase
|
Indirect | 462,500 Added 50.0% |
$4,625,000
$10.0 p/Share
|
Oct 02
2020 |
|
OPFI
|
Fg New America Investors LLC
Director |
BUY
Open market or private purchase
|
Direct | 462,500 Added 50.0% |
$4,625,000
$10.0 p/Share
|
Oct 02
2020 |
|
OPFI
|
Joseph H Moglia
Director |
BUY
Open market or private purchase
|
Indirect | 462,500 Added 50.0% |
$4,625,000
$10.0 p/Share
|
Oct 02
2020 |
|
OPFI
|
Kyle Cerminara
President |
BUY
Open market or private purchase
|
Indirect | 462,500 Added 50.0% |
$4,625,000
$10.0 p/Share
|
Oct 02
2020 |
|
GBDC
|
David Golub
Chief Executive Officer |
BUY
Open market or private purchase
|
Indirect | 2,000 Added 0.11% |
$27,660
$13.83 p/Share
|
Oct 02
2020 |
|
GBDC
|
Lawrence E Golub
Chairman |
BUY
Open market or private purchase
|
Indirect | 2,000 Added 0.11% |
$27,660
$13.83 p/Share
|
Oct 02
2020 |
|
CDLX
|
Clifford Sosin
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 54,358 Added 1.2% |
$3,870,833
$71.21 p/Share
|
Oct 02
2020 |
|
BTN
|
Fundamental Global Investors, LLC
Director |
BUY
Open market or private purchase
|
Indirect | 212 Added 0.02% |
$331
$1.56 p/Share
|
Oct 02
2020 |
|
RYES
|
Lawrence Ward Lepard
Director |
BUY
Open market or private purchase
|
Indirect | 65,783 Added 4.3% |
$48,679
$0.74 p/Share
|
Oct 02
2020 |
|
TPL
|
Horizon Kinetics Asset Management LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 14 Added 0.01% |
$6,273
$448.1 p/Share
|
Oct 02
2020 |
|
RCG
|
Murray Stahl
President/Co-Portfolio Manager |
BUY
Open market or private purchase
|
Indirect | 675 Added 0.53% |
$877
$1.3 p/Share
|
Oct 02
2020 |
|
SOR
|
Thomas H Atteberry
VP & Portfolio Manager |
BUY
Open market or private purchase
|
Direct | 919 Added 9.22% |
$33,929
$36.92 p/Share
|
Oct 02
2020 |
|
VOXX
|
Beat Kahli
Director |
BUY
Open market or private purchase
|
Indirect | 43,604 Added 2.3% |
$345,780
$7.93 p/Share
|
Oct 02
2020 |
|
ELA
|
Bret Allen Pedersen
CFO |
BUY
Open market or private purchase
|
Direct | 123 Added 0.24% |
$499
$4.06 p/Share
|
Oct 02
2020 |
|
ELA
|
Bret Allen Pedersen
CFO |
BUY
Open market or private purchase
|
Indirect | 128 Added 0.25% |
$521
$4.07 p/Share
|
Oct 02
2020 |
|
DRIO
|
Adam K Stern
Director |
BUY
Open market or private purchase
|
Direct | 619 Added 2.69% |
-
|
Oct 02
2020 |
|
HGBL
|
Ross Dove
CEO |
BUY
Open market or private purchase
|
Direct | 28,570 Added 1.53% |
$49,998
$1.75 p/Share
|
Oct 02
2020 |
|
RZLT
|
Handok, Inc. |
BUY
Open market or private purchase
|
Direct | 125,000 Added 0.12% |
$56,250
$0.45 p/Share
|
Oct 02
2020 |
|
LSAK
|
Value Capital Partners (Pty) LTD |
BUY
Open market or private purchase
|
Indirect | 20,909 Added 0.21% |
$71,718
$3.43 p/Share
|
Oct 02
2020 |
|
LSAK
|
Antony C Ball |
BUY
Open market or private purchase
|
Indirect | 20,909 Added 0.21% |
$71,718
$3.43 p/Share
|
Oct 02
2020 |
|
KNTK
|
D. Clay Bretches
CEO |
BUY
Open market or private purchase
|
Direct | 51 Added 0.28% |
$551
$10.8 p/Share
|
Oct 02
2020 |
|
PLBY
|
Dong Liu
Chief Financial Officer |
BUY
Open market or private purchase
|
Direct | 365,725 Added 50.0% |
-
|
Oct 02
2020 |
|
PLBY
|
Dong Liu
Chief Financial Officer |
BUY
Open market or private purchase
|
Direct | 163,246 Added 23.58% |
-
|
Oct 02
2020 |
|
PLBY
|
Suying Liu
Director |
BUY
Open market or private purchase
|
Direct | 365,725 Added 50.0% |
-
|
Oct 02
2020 |
|
PLBY
|
Suying Liu
Director |
BUY
Open market or private purchase
|
Direct | 163,246 Added 23.58% |
-
|
Oct 02
2020 |
|
ARQT
|
Orbimed Advisors LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 496,000 Added 14.59% |
$12,400,000
$25.0 p/Share
|
Oct 02
2020 |
|
BCAT
|
Russell Jared Koesterich |
BUY
Open market or private purchase
|
Direct | 1,500 Added 18.75% |
$30,300
$20.2 p/Share
|
Oct 02
2020 |
|
ARQT
|
Jonathan Silverstein
Director |
BUY
Open market or private purchase
|
Indirect | 496,000 Added 14.59% |
$12,400,000
$25.0 p/Share
|
Oct 02
2020 |
|
LQDT
|
William P Angrick Iii
Chairman of the Board and CEO |
BUY
Open market or private purchase
|
Indirect | 45,373 Added 0.83% |
$336,668
$7.42 p/Share
|
Oct 02
2020 |
|
JFR
|
Saba Capital Management, L.P.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 3,600 Added 0.05% |
$29,988
$8.33 p/Share
|
Oct 02
2020 |
|
TIPT
|
Michael Gene Barnes
Executive Chairman |
BUY
Open market or private purchase
|
Direct | 2,803 Added 0.03% |
$13,791
$4.92 p/Share
|
Oct 02
2020 |
|
JRO
|
Saba Capital Management, L.P.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 28,905 Added 0.66% |
$236,732
$8.19 p/Share
|
Oct 02
2020 |
|
JSD
|
Saba Capital Management, L.P.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 33,926 Added 2.73% |
$419,325
$12.36 p/Share
|
Oct 02
2020 |
|
HGBL
|
Topline Capital Management, LLC |
BUY
Open market or private purchase
|
Indirect | 848,937 Added 8.38% |
$1,519,597
$1.79 p/Share
|
Oct 02
2020 |
|
HGBL
|
Topline Capital Partners, LP
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 848,937 Added 16.3% |
$1,519,597
$1.79 p/Share
|
Oct 02
2020 |
|
PCSA
|
James E Besser |
BUY
Open market or private purchase
|
Direct | 30,000 Added 6.9% |
$121,200
$4.04 p/Share
|
Oct 02
2020 |
|
DYNT
|
Brian D. Baker
President & CEO, CFO |
BUY
Open market or private purchase
|
Direct | 7,692 Added 100.0% |
-
|
Oct 02
2020 |
|
DYNT
|
Provco Ventures 1 LP
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 54,806 Added 5.66% |
-
|
Oct 02
2020 |
|
DYNT
|
Brian Larkin
Director |
BUY
Open market or private purchase
|
Direct | 5,449 Added 3.11% |
-
|
Oct 02
2020 |
|
DYNT
|
Erin S. Enright
Director |
BUY
Open market or private purchase
|
Indirect | 109,674 Added 8.16% |
-
|
Oct 02
2020 |
|
DYNT
|
Stuart Essig
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 91,341 Added 6.22% |
-
|
Oct 02
2020 |
|
DYNT
|
Stuart Essig
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 18,333 Added 10.11% |
-
|
Oct 02
2020 |
|
AMIH
|
Jacob D. Cohen
Director |
BUY
Open market or private purchase
|
Indirect | 11,000,000 Added 23.55% |
-
|
Oct 02
2020 |
|
IMH
|
Thomas B Akin
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 112,641 Reduced 8.18% |
$172,341
$1.53 p/Share
|
Oct 02
2020 |
|
HDS
|
Jana Partners LLC
Director |
SELL
Open market or private sale
|
Indirect | 185,578 Reduced 18.04% |
$7,783,141
$41.94 p/Share
|
Oct 02
2020 |
|
AQUA
|
James M. Kohosek
EVP, Chief Admin. Officer |
SELL
Open market or private sale
|
Direct | 17,798 Reduced 21.27% |
$391,556
$22.0 p/Share
|
Oct 02
2020 |
|
MC
|
Elizabeth Crain |
SELL
Open market or private sale
|
Indirect | 12,455 Reduced 100.0% |
$448,380
$36.0 p/Share
|
Oct 02
2020 |
|
MC
|
Elizabeth Crain |
SELL
Open market or private sale
|
Direct | 7,545 Reduced 22.12% |
$271,620
$36.0 p/Share
|
Oct 02
2020 |
|
NX
|
Susan F Davis
Director |
SELL
Open market or private sale
|
Direct | 4,100 Reduced 14.0% |
$77,285
$18.85 p/Share
|
Oct 02
2020 |
|
ARES
|
David B Kaplan
Co-Founder |
SELL
Open market or private sale
|
Indirect | 65,168 Reduced 4.35% |
$2,662,765
$40.86 p/Share
|
Oct 02
2020 |