Purchases and Sales Made in Q3 2023 in Northern Lts Fd Tr Iv (ISMD)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iv (ISMD) during Q3 2023. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2023
Q3 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
71.6K+ 7.64% |
$2.14M - $2.45M
|
1.01M
$37.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
34K+ 110.71% |
$1.02M - $1.17M
|
64.8K
$2.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
23.3K+ 11.28% |
$698K - $798K
|
230K
$8.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
19.9K+ 7.85% |
$596K - $682K
|
274K
$10.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
16.8KNew |
$503K - $575K
|
16.8K
$622K
|
|
|
Nov 16, 2023
Q3 2023
|
Revisor Wealth Management LLC
Akron, OH |
BUY
|
- |
15.1KNew |
$453K - $518K
|
15.1K
$560K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
13.6K+ 21.71% |
$406K - $464K
|
76.1K
$2.81M
|
|
|
Nov 14, 2023
Q3 2023
|
Worth Pointe, LLC
La Jolla, CA |
BUY
|
- |
13.4KNew |
$402K - $459K
|
13.4K
$497K
|
|
|
Oct 13, 2023
Q3 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
10.7KNew |
$320K - $366K
|
10.7K
$395K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.4K+ 86.88% |
$312K - $356K
|
22.4K
$829K
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
6.53K+ 2.62% |
$195K - $223K
|
256K
$9.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
3.63K+ 47.03% |
$109K - $124K
|
11.4K
$420K
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
2.95K+ 17.01% |
$88.2K - $101K
|
20.3K
$750K
|
|
|
Oct 31, 2023
Q3 2023
|
Legacy Wealth Asset Management, LLC
|
BUY
|
- |
2.4K+ 2.02% |
$72K - $82.3K
|
122K
$4.5M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
2.2K+ 13.06% |
$65.8K - $75.2K
|
19K
$704K
|
|
|
Oct 16, 2023
Q3 2023
|
Well Done, LLC
|
BUY
|
- |
2.14K+ 12.87% |
$63.9K - $73.1K
|
18.7K
$693K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.2K+ 62.99% |
$35.9K - $41.1K
|
3.11K
$115K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.15K+ 118.07% |
$34.4K - $39.4K
|
2.12K
$78.6K
|
|
|
Nov 09, 2023
Q3 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1.14K+ 70.52% |
$34.2K - $39K
|
2.76K
$102K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
971+ 6.2% |
$29.1K - $33.2K
|
16.6K
$616K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
827+ 11.57% |
$24.8K - $28.3K
|
7.98K
$295K
|
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
793+ 1.26% |
$23.7K - $27.1K
|
63.9K
$2.37M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
770+ 7.16% |
$23K - $26.3K
|
11.5K
$426K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
577+ 6.91% |
$17.3K - $19.7K
|
8.93K
$330K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
392+ 1.43% |
$11.7K - $13.4K
|
27.9K
$1.03M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
329New |
$9.85K - $11.3K
|
329
$12.2K
|
|
|
Oct 24, 2023
Q3 2023
|
Iag Wealth Partners, LLC
|
BUY
|
- |
63+ 1.44% |
$1.89K - $2.16K
|
4.42K
$164K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
5+ 71.43% |
$150 - $171
|
12
$444
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1New |
$29.9 - $34.2
|
1
$37
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-130- 0.93% |
$3.89K - $4.45K
|
13.9K
$514K
|
|
|
Nov 08, 2023
Q3 2023
|
Lvz, Inc.
|
SELL
|
- |
-430- 0.4% |
$12.9K - $14.7K
|
108K
$4.01M
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-500- 1.79% |
$15K - $17.1K
|
27.4K
$1.01M
|
|
|
Oct 30, 2023
Q3 2023
|
Paradiem, LLC
|
SELL
|
- |
-632- 0.28% |
$18.9K - $21.6K
|
224K
$8.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-752- 45.22% |
$22.5K - $25.7K
|
911
$33.7K
|
|
|
Oct 10, 2023
Q3 2023
|
Koss Olinger Consulting, LLC
|
SELL
|
- |
-772- 2.4% |
$23.1K - $26.4K
|
31.4K
$1.16M
|
|
|
Oct 05, 2023
Q3 2023
|
Whitaker Myers Wealth Managers, Ltd.
Mansfield, OH |
SELL
|
- |
-788- 10.18% |
$23.6K - $27K
|
6.95K
$257K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-853- 2.82% |
$25.5K - $29.2K
|
29.4K
$1.09M
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-855- 8.7% |
$25.6K - $29.3K
|
8.97K
$332K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-1.37K- 15.29% |
$40.9K - $46.8K
|
7.58K
$280K
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-1.46K- 13.24% |
$43.8K - $50.1K
|
9.59K
$355K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.4K- 6.18% |
$102K - $116K
|
51.6K
$1.91M
|
|
|
Nov 08, 2023
Q3 2023
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-5.5K- 6.85% |
$165K - $188K
|
74.8K
$2.77M
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-5.83K- 1.72% |
$174K - $199K
|
332K
$12.3M
|
|
|
Oct 26, 2023
Q3 2023
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-8.74K- 3.64% |
$261K - $299K
|
232K
$8.57M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-30.2K- 66.3% |
$905K - $1.03M
|
15.4K
$569K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-39.1K- 62.82% |
$1.17M - $1.34M
|
23.2K
$857K
|