Purchases and Sales Made in Q3 2023 in Nuveen Core Equity Alpha Fund (JCE)
This table provides information about the institutional ownership of Nuveen Core Equity Alpha Fund (JCE) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Core Equity Alpha Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
41.2K+ 938.18% |
$499K - $542K
|
45.6K
$718K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
41K+ 71.23% |
$496K - $539K
|
98.5K
$1.55M
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
40.5K+ 13.42% |
$491K - $533K
|
342K
$5.39M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
36.3K+ 22.08% |
$440K - $478K
|
201K
$3.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
27.4K+ 11.38% |
$332K - $360K
|
268K
$4.22M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
24K+ 6.02% |
$290K - $315K
|
422K
$6.63M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19K+ 14.45% |
$231K - $250K
|
151K
$2.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
15K+ 8.33% |
$182K - $198K
|
195K
$3.07M
|
|
|
Oct 10, 2023
Q3 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
12KNew |
$146K - $158K
|
12K
$190K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
10.5KNew |
$127K - $138K
|
10.5K
$165K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.1K+ 86.6% |
$122K - $132K
|
21.7K
$341K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.09K+ 3.16% |
$98K - $106K
|
264K
$4.16M
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
7.76K+ 30.95% |
$94.1K - $102K
|
32.8K
$517K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
7.68K+ 8.76% |
$93.1K - $101K
|
95.4K
$1.5M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
5.97KNew |
$72.3K - $78.5K
|
5.97K
$93.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
4.84K+ 21.58% |
$58.7K - $63.7K
|
27.3K
$430K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
4.01KNew |
$48.5K - $52.7K
|
4.01K
$63K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
3.88K+ 5.53% |
$47K - $51K
|
73.9K
$1.16M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
2.19K+ 2.79% |
$26.6K - $28.8K
|
80.7K
$1.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.76K+ 2.61% |
$21.4K - $23.2K
|
69.4K
$1.09M
|
|
|
Oct 10, 2023
Q3 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
700+ 26.92% |
$8.48K - $9.21K
|
3.3K
$51.9K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
158+ 16.54% |
$1.91K - $2.08K
|
1.11K
$17.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
13+ 0.15% |
$158 - $171
|
8.61K
$135K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-110- 0.11% |
$1.33K - $1.45K
|
104K
$1.64M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-334- 2.95% |
$4.05K - $4.4K
|
11K
$173K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-350- 1.23% |
$4.24K - $4.61K
|
28K
$441K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-457- 2.36% |
$5.54K - $6.01K
|
18.9K
$298K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.35K- 1.23% |
$16.3K - $17.7K
|
108K
$1.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.54K- 10.11% |
$18.7K - $20.3K
|
13.7K
$216K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.4K- 11.01% |
$41.2K - $44.8K
|
27.5K
$433K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.12K- 4.11% |
$110K - $120K
|
213K
$3.35M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13.4K- 70.74% |
$162K - $176K
|
5.54K
$87.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-33.7K- 72.42% |
$408K - $443K
|
12.8K
$202K
|