Purchases and Sales Made in Q1 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 25, 2023
Q1 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
992KNew |
$7.67M - $8.65M
|
992K
$8.88M
|
|
Apr 24, 2023
Q1 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
584K+ 95.34% |
$4.51M - $5.09M
|
1.2M
$10.7M
|
|
May 12, 2023
Q1 2023
|
Natixis
Paris, I0 |
BUY
|
- |
325KNew |
$2.51M - $2.83M
|
325K
$2.91M
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
168K+ 8.08% |
$1.3M - $1.46M
|
2.24M
$20.1M
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
138K+ 1153.59% |
$1.07M - $1.2M
|
150K
$1.34M
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
133KNew |
$1.03M - $1.16M
|
133K
$1.19M
|
|
May 15, 2023
Q1 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
BUY
|
- |
101KNew |
$778K - $877K
|
101K
$901K
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
65.2K+ 36.74% |
$504K - $568K
|
242K
$2.17M
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
57.1KNew |
$442K - $498K
|
57.1K
$511K
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
49.9K+ 4.89% |
$386K - $435K
|
1.07M
$9.59M
|
|
May 26, 2023
Q1 2023
|
Sheets Smith Wealth Management
|
BUY
|
- |
32K+ 399900.0% |
$247K - $279K
|
32K
$286K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
26.7K+ 46.59% |
$206K - $233K
|
83.9K
$751K
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
20K+ 4.65% |
$155K - $174K
|
450K
$4.03M
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
19K+ 4.2% |
$146K - $165K
|
470K
$4.21M
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.1KNew |
$132K - $149K
|
17.1K
$153K
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
13.7KNew |
$106K - $119K
|
13.7K
$122K
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
13.1K+ 10.1% |
$101K - $114K
|
143K
$1.28M
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
11.7K+ 3.06% |
$90.6K - $102K
|
394K
$3.53M
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.8KNew |
$83.2K - $93.9K
|
10.8K
$96.3K
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10.4K+ 1.54% |
$80.2K - $90.5K
|
684K
$6.12M
|
|
Apr 19, 2023
Q1 2023
|
Congress Park Capital LLC
|
BUY
|
- |
10K+ 13.33% |
$77.3K - $87.2K
|
85K
$761K
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
6.14KNew |
$47.5K - $53.5K
|
6.14K
$55K
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
5.71K+ 14.66% |
$44.1K - $49.8K
|
44.6K
$400K
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
5K+ 12.73% |
$38.7K - $43.6K
|
44.3K
$396K
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
4.1K+ 22.45% |
$31.7K - $35.8K
|
22.4K
$200K
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.92K+ 1.71% |
$22.6K - $25.5K
|
173K
$1.55M
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
2.5KNew |
$19.3K - $21.8K
|
2.5K
$22.4K
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
2.4KNew |
$18.6K - $20.9K
|
2.4K
$21.5K
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.26K+ 9.83% |
$9.77K - $11K
|
14.1K
$126K
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.2KNew |
$9.28K - $10.5K
|
1.2K
$10.7K
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.19K+ 0.11% |
$9.22K - $10.4K
|
1.11M
$9.95M
|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1.1KNew |
$8.5K - $9.59K
|
1.1K
$9.85K
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 3.13% |
$7.73K - $8.72K
|
33K
$295K
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1KNew |
$7.73K - $8.72K
|
1K
$8.95K
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
800New |
$6.18K - $6.98K
|
800
$7.16K
|
|
Apr 20, 2023
Q1 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
605+ 0.54% |
$4.68K - $5.28K
|
114K
$1.02M
|
|
May 05, 2023
Q1 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
514+ 4.97% |
$3.97K - $4.48K
|
10.9K
$97.1K
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
289+ 1.84% |
$2.23K - $2.52K
|
16K
$143K
|
|
May 15, 2023
Q1 2023
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
59+ 0.41% |
$456 - $514
|
14.3K
$128K
|
|
Apr 28, 2023
Q1 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
28+ 2.75% |
$216 - $244
|
1.05K
$9.38K
|
|
Apr 13, 2023
Q1 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
22+ 1.8% |
$170 - $192
|
1.24K
$11.1K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 08, 2023
Q1 2023
|
Kades & Cheifetz LLC
Berwyn, PA |
SELL
|
- |
-871- 0.44% |
$6.73K - $7.6K
|
198K
$1.78M
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-877- 3.08% |
$6.78K - $7.65K
|
27.6K
$247K
|
|
May 16, 2023
Q1 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-900- 43.48% |
$6.96K - $7.85K
|
1.17K
$10.5K
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-911- 0.18% |
$7.04K - $7.94K
|
504K
$4.51M
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-911- 0.18% |
$7.04K - $7.94K
|
504K
$4.51M
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-950- 1.25% |
$7.34K - $8.28K
|
74.8K
$669K
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1K- 3.52% |
$7.73K - $8.72K
|
27.4K
$245K
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1K- 39.62% |
$7.73K - $8.72K
|
1.52K
$13.6K
|