Purchases and Sales Made in Q3 2022 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q3 2022. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
311K+ 42.92% |
$2.48M - $2.86M
|
1.04M
$9.28M
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
133K+ 14.03% |
$1.06M - $1.22M
|
1.08M
$9.69M
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
82.3K+ 8.18% |
$655K - $755K
|
1.09M
$9.75M
|
|
Oct 26, 2022
Q3 2022
|
F3 Logic, LLC
|
BUY
|
- |
57K+ 334.46% |
$454K - $524K
|
74.1K
$664K
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
47.9K+ 15.63% |
$381K - $439K
|
354K
$3.17M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
45.8K+ 4.3% |
$364K - $420K
|
1.11M
$9.94M
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
40.5K+ 199.15% |
$323K - $372K
|
60.9K
$545K
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
39.9KNew |
$317K - $366K
|
39.9K
$357K
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
33.8KNew |
$269K - $311K
|
33.8K
$303K
|
|
Oct 18, 2022
Q3 2022
|
Congress Park Capital LLC
|
BUY
|
- |
27.5K+ 91.67% |
$219K - $252K
|
57.5K
$515K
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
24.9KNew |
$198K - $229K
|
24.9K
$223K
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
20.1K+ 1.39% |
$160K - $184K
|
1.47M
$13.2M
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
16.8KNew |
$134K - $154K
|
16.8K
$150K
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
14.2K+ 3.82% |
$113K - $130K
|
385K
$3.45M
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.8K+ 1.87% |
$94K - $108K
|
642K
$5.76M
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.4KNew |
$83.1K - $95.9K
|
10.4K
$93.6K
|
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
8.94KNew |
$71.2K - $82.1K
|
8.94K
$80.1K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.16K+ 3.39% |
$64.9K - $74.9K
|
249K
$2.23M
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
7.5K+ 3.86% |
$59.7K - $68.9K
|
202K
$1.81M
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
5.72K+ 1.5% |
$45.5K - $52.5K
|
387K
$3.47M
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.21K+ 17.16% |
$41.5K - $47.9K
|
35.6K
$319K
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
4.06K+ 11.02% |
$32.3K - $37.3K
|
41K
$367K
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.72KNew |
$29.6K - $34.2K
|
3.72K
$33.4K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.69KNew |
$29.4K - $33.9K
|
3.69K
$33.1K
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.21K+ 5.76% |
$17.6K - $20.3K
|
40.6K
$363K
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
BUY
|
- |
1.69K+ 3.6% |
$13.4K - $15.5K
|
48.6K
$436K
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
676+ 0.98% |
$5.38K - $6.21K
|
69.8K
$625K
|
|
Nov 14, 2022
Q3 2022
|
Lloyd Park, LLC
Wilmette, IL |
BUY
|
- |
455+ 0.98% |
$3.62K - $4.18K
|
46.7K
$418K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
120+ 0.62% |
$955 - $1.1K
|
19.4K
$174K
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
110New |
$876 - $1.01K
|
110
$986
|
|
Nov 16, 2022
Q3 2022
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
70+ 0.5% |
$557 - $643
|
14.1K
$127K
|
|
Nov 10, 2022
Q3 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
64+ 0.11% |
$509 - $588
|
60.3K
$540K
|
|
Oct 24, 2022
Q3 2022
|
Investment Advisory Group, LLC
|
BUY
|
- |
33+ 0.17% |
$263 - $303
|
19.5K
$175K
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
25+ 2.17% |
$199 - $230
|
1.18K
$10.6K
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
24+ 0.13% |
$191 - $220
|
18.6K
$167K
|
|
Oct 07, 2022
Q3 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
21+ 2.16% |
$167 - $193
|
994
$8.91K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 18, 2022
Q3 2022
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-50- 0.22% |
$398 - $459
|
22.8K
$204K
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-376- 0.49% |
$2.99K - $3.45K
|
76.3K
$684K
|
|
Nov 14, 2022
Q3 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-666- 0.6% |
$5.3K - $6.11K
|
111K
$996K
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-797- 2.4% |
$6.34K - $7.32K
|
32.4K
$290K
|
|
Nov 07, 2022
Q3 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1K- 99.9% |
$7.96K - $9.18K
|
1
$8.96
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.03K- 3.09% |
$8.16K - $9.41K
|
32.1K
$288K
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.08K- 0.45% |
$8.57K - $9.89K
|
240K
$2.15M
|
|
Nov 14, 2022
Q3 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-1.44K- 34.75% |
$11.4K - $13.2K
|
2.7K
$24.2K
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.51K- 55.26% |
$12K - $13.8K
|
1.22K
$10.9K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.55K- 2.12% |
$20.3K - $23.4K
|
117K
$1.05M
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.27K- 5.02% |
$26K - $30K
|
61.9K
$555K
|
|
Nov 09, 2022
Q3 2022
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-4.57K- 15.5% |
$36.4K - $41.9K
|
24.9K
$223K
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-5.13K- 22.98% |
$40.8K - $47K
|
17.2K
$154K
|