Purchases and Sales Made in Q3 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
52.8K+ 340.48% |
$414K - $437K
|
68.4K
$581K
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
48.1K+ 35.5% |
$377K - $398K
|
184K
$1.56M
|
|
Oct 25, 2023
Q3 2023
|
E&G Advisors, LP
|
BUY
|
- |
46.3KNew |
$363K - $383K
|
46.3K
$394K
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
45.4K+ 30.21% |
$356K - $375K
|
195K
$1.66M
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
42.7KNew |
$335K - $353K
|
42.7K
$363K
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
42.5KNew |
$333K - $351K
|
42.5K
$361K
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
41.6K+ 308.9% |
$326K - $343K
|
55K
$468K
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
39.6K+ 106.72% |
$310K - $327K
|
76.7K
$652K
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
38.5K+ 171.91% |
$302K - $318K
|
60.9K
$518K
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
37.6KNew |
$295K - $310K
|
37.6K
$319K
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
34.7KNew |
$272K - $287K
|
34.7K
$295K
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
31.2KNew |
$245K - $258K
|
31.2K
$265K
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
30.9KNew |
$242K - $255K
|
30.9K
$262K
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
30.4K+ 91.24% |
$238K - $251K
|
63.7K
$541K
|
|
Oct 20, 2023
Q3 2023
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
30.3KNew |
$237K - $250K
|
30.3K
$257K
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
29KNew |
$228K - $240K
|
29K
$247K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
29K+ 107.44% |
$227K - $240K
|
56K
$476K
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
27.5K+ 91.48% |
$215K - $227K
|
57.5K
$489K
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
BUY
|
- |
26.6KNew |
$209K - $220K
|
26.6K
$226K
|
|
Nov 01, 2023
Q3 2023
|
Calton & Associates, Inc.
|
BUY
|
- |
26.5KNew |
$207K - $218K
|
26.5K
$225K
|
|
Nov 14, 2023
Q3 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
26.4K+ 202.04% |
$207K - $218K
|
39.5K
$336K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
26.1KNew |
$205K - $216K
|
26.1K
$222K
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
26KNew |
$204K - $215K
|
26K
$221K
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
25.7KNew |
$202K - $213K
|
25.7K
$219K
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
24.3KNew |
$191K - $201K
|
24.3K
$207K
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
22.4K+ 72.3% |
$176K - $185K
|
53.4K
$454K
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
22.4KNew |
$175K - $185K
|
22.4K
$190K
|
|
Nov 08, 2023
Q3 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
21.2KNew |
$166K - $175K
|
21.2K
$181K
|
|
Oct 30, 2023
Q3 2023
|
Klingman & Associates, LLC
|
BUY
|
- |
20.1KNew |
$158K - $166K
|
20.1K
$171K
|
|
Nov 14, 2023
Q3 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
19.7KNew |
$155K - $163K
|
19.7K
$168K
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
19.5K+ 17.57% |
$153K - $161K
|
130K
$1.11M
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
18.7K+ 43.21% |
$147K - $155K
|
62.1K
$527K
|
|
Oct 31, 2023
Q3 2023
|
Centurion Wealth Management LLC
Mclean, VA |
BUY
|
- |
18.6KNew |
$146K - $154K
|
18.6K
$158K
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
18.6KNew |
$146K - $153K
|
18.6K
$158K
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
17.8KNew |
$139K - $147K
|
17.8K
$151K
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
17.1K+ 104.16% |
$134K - $141K
|
33.5K
$285K
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
16.8KNew |
$132K - $139K
|
16.8K
$143K
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
16K+ 1032.71% |
$125K - $132K
|
17.6K
$149K
|
|
Oct 20, 2023
Q3 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
15.5KNew |
$122K - $128K
|
15.5K
$132K
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
15.4KNew |
$121K - $128K
|
15.4K
$131K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
15.4KNew |
$121K - $127K
|
15.4K
$131K
|
|
Oct 10, 2023
Q3 2023
|
Transform Wealth, LLC
|
BUY
|
- |
15.3KNew |
$120K - $126K
|
15.3K
$130K
|
|
Oct 10, 2023
Q3 2023
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
15.1KNew |
$119K - $125K
|
15.1K
$129K
|
|
Oct 31, 2023
Q3 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
15K+ 139.84% |
$117K - $124K
|
25.7K
$218K
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
14.8K+ 29.45% |
$116K - $122K
|
65K
$552K
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
14.3KNew |
$112K - $118K
|
14.3K
$122K
|
|
Oct 23, 2023
Q3 2023
|
Sheets Smith Wealth Management
|
BUY
|
- |
14.2K+ 89.92% |
$111K - $117K
|
30K
$255K
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
13.3KNew |
$105K - $110K
|
13.3K
$113K
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
12.5K+ 203.58% |
$98K - $103K
|
18.6K
$158K
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
12.3KNew |
$96.7K - $102K
|
12.3K
$105K
|