Purchases and Sales Made in Q3 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2023
Q3 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
12.3KNew |
$96.3K - $101K
|
12.3K
$110K
|
|
Nov 14, 2023
Q3 2023
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
12.3KNew |
$96.1K - $101K
|
12.3K
$110K
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
12.2KNew |
$95.4K - $101K
|
12.2K
$109K
|
|
Nov 02, 2023
Q3 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
11.8KNew |
$92.8K - $97.8K
|
11.8K
$106K
|
|
Oct 10, 2023
Q3 2023
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
11.7KNew |
$92K - $97K
|
11.7K
$106K
|
|
Nov 16, 2023
Q3 2023
|
Seelaus Asset Management LLC
|
BUY
|
- |
11.6K+ 19.46% |
$91.2K - $96.1K
|
71.4K
$642K
|
|
Oct 27, 2023
Q3 2023
|
Gsg Advisors LLC
Mount Laurel, NJ |
BUY
|
- |
11.6KNew |
$90.9K - $95.7K
|
11.6K
$104K
|
|
Oct 30, 2023
Q3 2023
|
Kades & Cheifetz LLC
Berwyn, PA |
BUY
|
- |
11.3K+ 5.64% |
$88.6K - $93.4K
|
212K
$1.9M
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
10.8KNew |
$85K - $89.6K
|
10.8K
$97.5K
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
10.6KNew |
$83.2K - $87.6K
|
10.6K
$95.4K
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.2KNew |
$79.6K - $83.9K
|
10.2K
$91.3K
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
10KNew |
$78.6K - $82.8K
|
10K
$90.1K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
9.08K+ 60.71% |
$71.2K - $75K
|
24K
$216K
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
8.63K+ 479.56% |
$67.7K - $71.3K
|
10.4K
$93.8K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.59KNew |
$51.6K - $54.4K
|
6.59K
$59.2K
|
|
Nov 13, 2023
Q3 2023
|
Hollencrest Capital Management
|
BUY
|
- |
6.46K+ 551.71% |
$50.6K - $53.3K
|
7.63K
$68.5K
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
4.71KNew |
$36.9K - $38.9K
|
4.71K
$42.3K
|
|
Oct 23, 2023
Q3 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
4.5KNew |
$35.3K - $37.2K
|
4.5K
$40.4K
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
4.34KNew |
$34K - $35.9K
|
4.34K
$39K
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
4.23K+ 19.3% |
$33.1K - $34.9K
|
26.1K
$235K
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.56KNew |
$27.9K - $29.4K
|
3.56K
$32K
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
3.4KNew |
$26.7K - $28.1K
|
3.4K
$30.6K
|
|
Dec 18, 2023
Q3 2023
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
3.15K+ 44.67% |
$24.7K - $26K
|
10.2K
$91.7K
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
2.93KNew |
$22.9K - $24.2K
|
2.93K
$26.3K
|
|
Oct 23, 2023
Q3 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
2.92KNew |
$22.9K - $24.1K
|
2.92K
$26.2K
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
2.69KNew |
$21.1K - $22.2K
|
2.69K
$24.2K
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2K+ 40.0% |
$15.7K - $16.5K
|
7K
$62.9K
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
1.65KNew |
$13K - $13.6K
|
1.65K
$14.9K
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.63KNew |
$12.8K - $13.4K
|
1.63K
$14.6K
|
|
Nov 15, 2023
Q3 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1.63KNew |
$12.7K - $13.4K
|
1.63K
$14.6K
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
BUY
|
- |
1.45K+ 13.96% |
$11.4K - $12K
|
11.8K
$106K
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.39K+ 18.97% |
$10.9K - $11.5K
|
8.74K
$78.6K
|
|
Oct 27, 2023
Q3 2023
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.03KNew |
$8.04K - $8.47K
|
1.03K
$9.22K
|
|
Nov 14, 2023
Q3 2023
|
Coston, Mc Isaac & Partners
Bar Harbor, ME |
BUY
|
- |
958New |
$7.51K - $7.91K
|
958
$8.61K
|
|
Nov 02, 2023
Q3 2023
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
635New |
$4.98K - $5.25K
|
635
$5.71K
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
BUY
|
- |
592New |
$4.64K - $4.89K
|
592
$5.32K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
418+ 0.9% |
$3.28K - $3.45K
|
46.9K
$422K
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
340New |
$2.67K - $2.81K
|
340
$3.06K
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
207+ 0.27% |
$1.62K - $1.71K
|
77.5K
$697K
|
|
Nov 13, 2023
Q3 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
188New |
$1.47K - $1.55K
|
188
$1.69K
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
66+ 122.22% |
$517 - $545
|
120
$1.08K
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
41New |
$321 - $339
|
41
$369
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
37+ 2.9% |
$290 - $306
|
1.31K
$11.8K
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
32+ 2.97% |
$251 - $264
|
1.11K
$9.96K
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6+ 100.0% |
$47 - $49.6
|
12
$108
|
|
Oct 16, 2023
Q3 2023
|
Investment Advisory Group, LLC
|
BUY
|
- |
1+ 0.01% |
$7.84 - $8.26
|
18K
$162K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 19, 2023
Q3 2023
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-2- 0.01% |
$15.7 - $16.5
|
22.6K
$203K
|
|
Feb 15, 2024
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-635- 0.86% |
$4.98K - $5.25K
|
73.3K
$659K
|