Latest Institutional Transactions on Nuveen Mortgage & Income Fund (JLS)
This table provides information on the latest institutional transactions involving Nuveen Mortgage & Income Fund (JLS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2020
Q4 2019
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-259KClosed |
$5.66M - $5.98M
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Cordasco Financial Network
|
SELL
|
- |
-1Closed |
$21.8 - $23
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Fortis Advisors, LLC
King Of Prussia, PA |
SELL
|
- |
-2.8KClosed |
$64.2K - $65.2K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-14.3KClosed |
$328K - $333K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-1.08KClosed |
$24.7K - $25.1K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-16.5KClosed |
$378K - $383K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-238Closed |
$5.46K - $5.54K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Essex Savings Bank
|
SELL
|
- |
-800Closed |
$18.4K - $18.6K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Altfest L J & CO Inc
|
SELL
|
- |
-11.8KClosed |
$270K - $274K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-8.91KClosed |
$206K - $208K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-932Closed |
$21.5K - $21.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-324KClosed |
$7.24M - $7.55M
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Asset Dedication, LLC
|
SELL
|
- |
-900Closed |
$20.1K - $21K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
New Vernon Investment Management LLC
Highland Park, IL |
SELL
|
- |
-110KClosed |
$2.46M - $2.66M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-960Closed |
$21.4K - $23.1K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-9.08KClosed |
$203K - $219K
|
0
$0
|
|
|
Jan 16, 2019
Q4 2018
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-10.1KClosed |
$225K - $243K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-4.36KClosed |
$97.2K - $105K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-200Closed |
$4.68K - $4.81K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-4KClosed |
$93K - $95.1K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-1.52KClosed |
$35.4K - $36.2K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-302Closed |
$7.02K - $7.18K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 11, 2018
Q1 2018
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-56.5KClosed |
$1.32M - $1.39M
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.96KClosed |
$45.8K - $48.1K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Legacy Advisors, LLC
|
SELL
|
- |
-4.76KClosed |
$111K - $117K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Sep 07, 2021
Q4 2017
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-410Closed |
$9.97K - $10.8K
|
0
$0
|
|
|
Feb 27, 2018
Q4 2017
|
Advisor Net Financial, Inc
|
BUY
|
- |
365New |
$8.88K - $9.58K
|
365
$6.57K
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-204Closed |
$4.96K - $5.36K
|
0
$0
|
|
|
Jan 25, 2018
Q4 2017
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-24.5KClosed |
$595K - $643K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-400Closed |
$10.1K - $10.3K
|
0
$0
|
|