Latest Institutional Transactions on Nuveen Mortgage & Income Fund (JLS)
This table provides information on the latest institutional transactions involving Nuveen Mortgage & Income Fund (JLS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-2.03K- 12.87% |
$31.4K - $33.3K
|
13.7K
$247K
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-48.7K- 78.0% |
$776K - $847K
|
13.7K
$247K
|
|
Nov 10, 2022
Q3 2022
|
Hilton Capital Management, LLC
|
SELL
|
- |
-2.07K- 14.38% |
$33K - $36K
|
12.3K
$222K
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
22.4K+ 36.26% |
$356K - $388K
|
84K
$1.51M
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
BUY
|
- |
729+ 6.92% |
$11.6K - $12.7K
|
11.3K
$203K
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-49- 2.92% |
$780 - $851
|
1.63K
$29.4K
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO
|
SELL
|
- |
-41K- 99.42% |
$652K - $711K
|
240
$4.32K
|
|
Q2 2022 | |||||||
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-10.4KClosed |
$169K - $192K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
10.4KNew |
$168K - $191K
|
10.4K
$187K
|
|
Aug 11, 2022
Q2 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-21.8KClosed |
$352K - $401K
|
0
$0
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-667- 6.6% |
$10.8K - $12.3K
|
9.43K
$170K
|
|
Jul 28, 2022
Q2 2022
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
4.15KNew |
$67.2K - $76.5K
|
4.15K
$74.7K
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.74K- 14.28% |
$28.2K - $32.1K
|
10.4K
$188K
|
|
Q1 2022 | |||||||
May 11, 2022
Q1 2022
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
1KNew |
$17.8K - $21.2K
|
1K
$18K
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-11.6KClosed |
$207K - $246K
|
0
$0
|
|
Apr 25, 2022
Q1 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
100New |
$1.78K - $2.12K
|
100
$1.8K
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-520Closed |
$10.7K - $11.1K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-15.9KClosed |
$328K - $340K
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q3 2021 | |||||||
Nov 12, 2021
Q3 2021
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-723Closed |
$14.9K - $15.5K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-325Closed |
$6.68K - $6.95K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-73.7KClosed |
$1.52M - $1.57M
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.85KClosed |
$203K - $210K
|
0
$0
|
|
Q1 2021 | |||||||
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
400New |
$7.82K - $8.3K
|
400
$7.2K
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-37.8KClosed |
$739K - $784K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-27.2KClosed |
$532K - $564K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 18, 2021
Q4 2020
|
Truist Financial Corp
|
SELL
|
- |
-14.8KClosed |
$271K - $293K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-23.3KClosed |
$426K - $462K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-7.86KClosed |
$143K - $155K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-24Closed |
$438 - $475
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-278Closed |
$5.07K - $5.5K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 12, 2020
Q3 2020
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-14K- 52.94% |
$259K - $278K
|
12.5K
$225K
|
|
Nov 12, 2020
Q3 2020
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-1.96K- 9.09% |
$36K - $38.7K
|
19.6K
$352K
|
|
Nov 09, 2020
Q3 2020
|
Fifth Third Bancorp
|
SELL
|
- |
-163Closed |
$3K - $3.23K
|
0
$0
|
|
Nov 03, 2020
Q3 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-60Closed |
$1.11K - $1.19K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-708- 7.75% |
$11.7K - $13.8K
|
8.43K
$152K
|
|
Aug 10, 2020
Q2 2020
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-17.2KClosed |
$285K - $337K
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Us Bancorp \De\
|
SELL
|
- |
-1.75KClosed |
$29K - $34.3K
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-5KClosed |
$82.7K - $97.8K
|
0
$0
|
|
Q1 2020 | |||||||
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-18.8KClosed |
$277K - $432K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-23.2KClosed |
$341K - $531K
|
0
$0
|
|
May 01, 2020
Q1 2020
|
Jnba Financial Advisors
|
SELL
|
- |
-2KClosed |
$29.4K - $45.8K
|
0
$0
|
|
Apr 24, 2020
Q1 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-400Closed |
$5.89K - $9.17K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-516Closed |
$11.3K - $11.9K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-384KClosed |
$8.37M - $8.85M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-8.9KClosed |
$194K - $205K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-31.2KClosed |
$680K - $719K
|
0
$0
|
|
Feb 07, 2020
Q4 2019
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-32.5KClosed |
$709K - $749K
|
0
$0
|
|
Feb 07, 2020
Q4 2019
|
M&T Bank Corp
|
SELL
|
- |
-15KClosed |
$326K - $345K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-23.8KClosed |
$519K - $548K
|
0
$0
|