Purchases and Sales Made in Q3 2022 in Nuveen Mortgage & Income Fund (JLS)
This table provides information about the institutional ownership of Nuveen Mortgage & Income Fund (JLS) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen Mortgage & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
89.5K+ 5.88% |
$1.42M - $1.55M
|
1.61M
$29M
|
|
|
Nov 14, 2022
Q3 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
52.6K+ 15794.59% |
$837K - $914K
|
52.9K
$953K
|
|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
24.9K+ 31.52% |
$397K - $433K
|
104K
$1.87M
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
22.4K+ 36.26% |
$356K - $388K
|
84K
$1.51M
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
10K+ 251100.0% |
$160K - $174K
|
10K
$181K
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
8.21K+ 7.0% |
$131K - $143K
|
125K
$2.26M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.75KNew |
$75.7K - $82.6K
|
4.75K
$85.6K
|
|
|
Nov 09, 2022
Q3 2022
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
3.7K+ 21.23% |
$58.9K - $64.3K
|
21.1K
$380K
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
3.61K+ 9.9% |
$57.5K - $62.7K
|
40.1K
$721K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.44K+ 8.46% |
$38.8K - $42.4K
|
31.3K
$563K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.74K+ 5.96% |
$27.7K - $30.2K
|
30.9K
$556K
|
|
|
Nov 04, 2022
Q3 2022
|
Tortoise Investment Management, LLC
|
BUY
|
- |
1.5K+ 9.48% |
$23.9K - $26.1K
|
17.3K
$312K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.04K+ 3.81% |
$16.5K - $18K
|
28.3K
$509K
|
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
BUY
|
- |
729+ 6.92% |
$11.6K - $12.7K
|
11.3K
$203K
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
8+ 1.55% |
$127 - $139
|
524
$9.43K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-4- 0.02% |
$63.7 - $69.5
|
17.6K
$316K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9- 0.01% |
$143 - $156
|
115K
$2.07M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-49- 2.92% |
$780 - $851
|
1.63K
$29.4K
|
|
|
Nov 03, 2022
Q3 2022
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-69- 0.22% |
$1.1K - $1.2K
|
30.7K
$552K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-343- 1.3% |
$5.46K - $5.96K
|
26K
$468K
|
|
|
Nov 10, 2022
Q3 2022
|
Hilton Capital Management, LLC
|
SELL
|
- |
-2.07K- 14.38% |
$33K - $36K
|
12.3K
$222K
|
|
|
Nov 14, 2022
Q3 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-2.76K- 14.9% |
$44K - $48K
|
15.8K
$284K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-8.67K- 1.7% |
$138K - $151K
|
502K
$9.04M
|
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO
|
SELL
|
- |
-41K- 99.42% |
$652K - $711K
|
240
$4.32K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-41K- 87.02% |
$652K - $712K
|
6.11K
$110K
|
|
|
Nov 14, 2022
Q3 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-48.7K- 78.0% |
$776K - $847K
|
13.7K
$247K
|