Purchases and Sales Made in Q3 2021 in Nuveen Preferred & Income Opportunities Fund (JPC)
This table provides information about the institutional ownership of Nuveen Preferred & Income Opportunities Fund (JPC) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.6MNew |
$15.7M - $16.1M
|
1.6M
$12.8M
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
520K+ 2598.17% |
$5.1M - $5.23M
|
540K
$4.33M
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
498KNew |
$4.89M - $5.01M
|
498K
$4M
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
190KNew |
$1.86M - $1.91M
|
190K
$1.52M
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
173KNew |
$1.7M - $1.74M
|
173K
$1.39M
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
117K+ 6.8% |
$1.15M - $1.18M
|
1.84M
$14.8M
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
86.2K+ 365.23% |
$846K - $868K
|
110K
$882K
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
76.7K+ 210.96% |
$752K - $771K
|
113K
$907K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
72.6K+ 12.39% |
$712K - $731K
|
659K
$5.29M
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
55.9K+ 125.67% |
$548K - $562K
|
100K
$806K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
54.3K+ 16.6% |
$533K - $546K
|
381K
$3.06M
|
|
Nov 05, 2021
Q3 2021
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
50.3KNew |
$493K - $506K
|
50.3K
$404K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
40.5K+ 10.01% |
$397K - $407K
|
445K
$3.57M
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
39.7K+ 32.38% |
$390K - $400K
|
162K
$1.3M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
29.9K+ 150.31% |
$293K - $300K
|
49.7K
$399K
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
21KNew |
$206K - $211K
|
21K
$169K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
19.3K+ 10.15% |
$189K - $194K
|
209K
$1.68M
|
|
Nov 12, 2021
Q3 2021
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
16.5K+ 3.95% |
$162K - $166K
|
435K
$3.49M
|
|
Oct 14, 2021
Q3 2021
|
Pacific Wealth Strategies Group, Inc.
|
BUY
|
- |
14.3KNew |
$140K - $144K
|
14.3K
$115K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
13.9KNew |
$136K - $140K
|
13.9K
$112K
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
10.7KNew |
$105K - $108K
|
10.7K
$86.2K
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
10.3K+ 87.28% |
$101K - $104K
|
22.2K
$178K
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
10.1KNew |
$99.2K - $102K
|
10.1K
$81.2K
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
BUY
|
- |
10KNew |
$98.5K - $101K
|
10K
$80.6K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10K+ 3.45% |
$98.4K - $101K
|
301K
$2.42M
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
9.06K+ 49.26% |
$88.9K - $91.2K
|
27.5K
$221K
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
8.45KNew |
$82.9K - $85K
|
8.45K
$67.9K
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
7.45K+ 15.23% |
$73.1K - $75K
|
56.4K
$453K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.66K+ 3.54% |
$65.4K - $67K
|
195K
$1.57M
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
5.62KNew |
$55.2K - $56.6K
|
5.62K
$45.1K
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
4KNew |
$39.2K - $40.2K
|
4K
$32.1K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.89K+ 13.49% |
$38.2K - $39.2K
|
32.7K
$263K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.7K+ 12.07% |
$36.2K - $37.2K
|
34.3K
$276K
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
3.64K+ 1.2% |
$35.7K - $36.6K
|
306K
$2.46M
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
3.39KNew |
$33.2K - $34.1K
|
3.39K
$27.2K
|
|
Oct 21, 2021
Q3 2021
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
3.3K+ 31.13% |
$32.4K - $33.2K
|
13.9K
$112K
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.17K+ 2.04% |
$31.1K - $31.9K
|
159K
$1.27M
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.96K+ 7.52% |
$19.2K - $19.7K
|
28K
$225K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.91K+ 3.58% |
$18.7K - $19.2K
|
55.1K
$443K
|
|
Nov 08, 2021
Q3 2021
|
Brinker Capital Investments, LLC
|
BUY
|
- |
1.9K+ 0.56% |
$18.6K - $19.1K
|
343K
$2.76M
|
|
Oct 20, 2021
Q3 2021
|
Rmb Capital Management, LLC
|
BUY
|
- |
1.45K+ 1.09% |
$14.3K - $14.6K
|
135K
$1.08M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.23K+ 0.6% |
$12.1K - $12.4K
|
207K
$1.66M
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
996+ 3.81% |
$9.77K - $10K
|
27.1K
$218K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
792+ 2.19% |
$7.77K - $7.97K
|
37K
$297K
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
400New |
$3.92K - $4.02K
|
400
$3.21K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
21+ 0.12% |
$206 - $211
|
17.3K
$139K
|
|
Nov 01, 2021
Q3 2021
|
Financial Avengers, Inc.
Oakland, CA |
BUY
|
- |
14+ 1.61% |
$137 - $141
|
883
$7.09K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
6+ 0.05% |
$58.9 - $60.4
|
11.9K
$95.2K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1+ 0.01% |
$9.81 - $10.1
|
11.8K
$95.1K
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-30- 0.2% |
$294 - $302
|
14.7K
$118K
|