Purchases and Sales Made in Q4 2023 in Nuveen Preferred & Income Opportunities Fund (JPC)
This table provides information about the institutional ownership of Nuveen Preferred & Income Opportunities Fund (JPC) during Q4 2023. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.7M+ 577.05% |
$63.5M - $72M
|
12.5M
$102M
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
7.92M+ 470.21% |
$47.2M - $53.5M
|
9.61M
$78M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
6.51MNew |
$38.8M - $44M
|
6.51M
$52.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
3.12M+ 1159.22% |
$18.6M - $21.1M
|
3.39M
$27.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.74M+ 173.57% |
$16.3M - $18.5M
|
4.31M
$35M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.65M+ 104.71% |
$9.85M - $11.2M
|
3.23M
$26.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.49M+ 373.84% |
$8.89M - $10.1M
|
1.89M
$15.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
1.42M+ 176.45% |
$8.44M - $9.57M
|
2.22M
$18M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.36M+ 547.82% |
$8.11M - $9.2M
|
1.61M
$13.1M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.36M+ 167.53% |
$8.08M - $9.17M
|
2.17M
$17.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.32MNew |
$7.85M - $8.91M
|
1.32M
$10.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Algebris (Uk) LTD
London, X0 |
BUY
|
- |
1.24M+ 648.46% |
$7.38M - $8.37M
|
1.43M
$11.6M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.23M+ 219.26% |
$7.33M - $8.32M
|
1.79M
$14.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
951K+ 449.52% |
$5.67M - $6.43M
|
1.16M
$9.44M
|
|
|
Feb 05, 2024
Q4 2023
|
Greatmark Investment Partners, Inc.
|
BUY
|
- |
863KNew |
$5.14M - $5.83M
|
863K
$7.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
856K+ 2069.2% |
$5.1M - $5.79M
|
897K
$7.29M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
755K+ 240.52% |
$4.5M - $5.1M
|
1.07M
$8.68M
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
745K+ 785.45% |
$4.44M - $5.04M
|
840K
$6.82M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
617K+ 368.74% |
$3.68M - $4.17M
|
785K
$6.37M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
610K+ 275.45% |
$3.63M - $4.12M
|
831K
$6.75M
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
570K+ 3551.56% |
$3.4M - $3.85M
|
586K
$4.76M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
553KNew |
$3.3M - $3.74M
|
553K
$4.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
514K+ 58.35% |
$3.07M - $3.48M
|
1.4M
$11.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
512K+ 272.29% |
$3.05M - $3.46M
|
700K
$5.68M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
492K+ 516.98% |
$2.93M - $3.33M
|
588K
$4.77M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
423K+ 711.55% |
$2.52M - $2.86M
|
482K
$3.92M
|
|
|
Nov 13, 2024
Q4 2023
|
Rareview Capital LLC
Las Vegas, NV |
BUY
|
- |
409KNew |
$2.44M - $2.76M
|
409K
$3.32M
|
|
|
Jan 08, 2024
Q4 2023
|
Campbell Capital Management Inc
|
BUY
|
- |
396KNew |
$2.36M - $2.68M
|
396K
$3.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
367KNew |
$2.19M - $2.48M
|
367K
$2.98M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
356K+ 122.81% |
$2.12M - $2.41M
|
646K
$5.24M
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
355K+ 195.64% |
$2.12M - $2.4M
|
537K
$4.36M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
339K+ 943.79% |
$2.02M - $2.29M
|
375K
$3.04M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
339K+ 1214.68% |
$2.02M - $2.29M
|
367K
$2.98M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
333KNew |
$1.98M - $2.25M
|
333K
$2.7M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
306K+ 183.34% |
$1.82M - $2.07M
|
472K
$3.83M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
302KNew |
$1.8M - $2.04M
|
302K
$2.45M
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
270KNew |
$1.61M - $1.83M
|
270K
$2.19M
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
270KNew |
$1.61M - $1.82M
|
270K
$2.19M
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
265K+ 2633.34% |
$1.58M - $1.79M
|
275K
$2.23M
|
|
|
Feb 12, 2024
Q4 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
259K+ 60.46% |
$1.54M - $1.75M
|
687K
$5.58M
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
252KNew |
$1.5M - $1.7M
|
252K
$2.04M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
251K+ 95.13% |
$1.5M - $1.7M
|
515K
$4.19M
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
249K+ 78.66% |
$1.49M - $1.69M
|
567K
$4.6M
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
248K+ 1454.5% |
$1.48M - $1.67M
|
265K
$2.15M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
229K+ 69.54% |
$1.37M - $1.55M
|
558K
$4.53M
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
BUY
|
- |
207K+ 1498.91% |
$1.23M - $1.4M
|
221K
$1.79M
|
|
|
Jan 29, 2024
Q4 2023
|
Petra Financial Advisors Inc
Colorado Srpings, CO |
BUY
|
- |
206KNew |
$1.23M - $1.4M
|
206K
$1.68M
|
|
|
Feb 14, 2024
Q4 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
200KNew |
$1.19M - $1.35M
|
200K
$1.63M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
198K+ 84.99% |
$1.18M - $1.34M
|
431K
$3.5M
|
|
|
Feb 08, 2024
Q4 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
178KNew |
$1.06M - $1.2M
|
178K
$1.44M
|