Purchases and Sales Made in Q3 2021 in Nuveen Preferred & Income Securities Fund (JPS)
This table provides information about the institutional ownership of Nuveen Preferred & Income Securities Fund (JPS) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Securities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
2.5KNew |
$24.5K - $25.2K
|
2.5K
$0
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
2.28K+ 4.64% |
$22.4K - $23K
|
51.5K
$0
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.22K+ 5.79% |
$21.7K - $22.3K
|
40.5K
$0
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
1.98K+ 2.35% |
$19.3K - $19.9K
|
86K
$0
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.91K+ 17.13% |
$18.6K - $19.2K
|
13K
$0
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.48K+ 0.87% |
$14.5K - $14.9K
|
172K
$0
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
1.15KNew |
$11.3K - $11.6K
|
1.15K
$0
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.07K+ 7.93% |
$10.5K - $10.8K
|
14.5K
$0
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
1KNew |
$9.79K - $10.1K
|
1K
$0
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1K+ 6.76% |
$9.79K - $10.1K
|
15.8K
$0
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
1KNew |
$9.79K - $10.1K
|
1K
$0
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
976+ 3.13% |
$9.56K - $9.82K
|
32.2K
$0
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
823+ 3.2% |
$8.06K - $8.28K
|
26.5K
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
810+ 0.17% |
$7.93K - $8.15K
|
484K
$0
|
|
Oct 14, 2021
Q3 2021
|
Enterprise Trust & Investment CO
|
BUY
|
- |
792New |
$7.75K - $7.97K
|
792
$0
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
697+ 3.14% |
$6.82K - $7.01K
|
22.9K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
512+ 2.22% |
$5.01K - $5.15K
|
23.6K
$0
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
488New |
$4.78K - $4.91K
|
488
$0
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
433+ 3.88% |
$4.24K - $4.36K
|
11.6K
$0
|
|
Nov 17, 2021
Q3 2021
|
Consolidated Planning Corp
Atlanta, GA |
BUY
|
- |
213New |
$2.09K - $2.14K
|
213
$0
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
200+ 50.0% |
$1.96K - $2.01K
|
600
$0
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
162+ 1.37% |
$1.59K - $1.63K
|
12K
$0
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
140+ 0.47% |
$1.37K - $1.41K
|
30.1K
$0
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
97+ 1.51% |
$950 - $976
|
6.51K
$0
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
89+ 0.55% |
$871 - $895
|
16.4K
$0
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
79+ 0.22% |
$773 - $795
|
36.3K
$0
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
34+ 0.27% |
$333 - $342
|
12.8K
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
27+ 0.36% |
$264 - $272
|
7.44K
$0
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
12+ 1.47% |
$117 - $121
|
830
$0
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2New |
$19.6 - $20.1
|
2
$0
|
|
Oct 20, 2021
Q3 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-2- 66.67% |
$19.6 - $20.1
|
1
$0
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-85- 0.7% |
$832 - $855
|
12.1K
$0
|
|
Oct 06, 2021
Q3 2021
|
Spence Asset Management
|
SELL
|
- |
-91- 10.12% |
$891 - $915
|
808
$0
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-196- 0.22% |
$1.92K - $1.97K
|
89K
$0
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-200Closed |
$1.96K - $2.01K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-300- 2.25% |
$2.94K - $3.02K
|
13K
$0
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-303- 0.61% |
$2.97K - $3.05K
|
49.7K
$0
|
|
Oct 15, 2021
Q3 2021
|
City Holding CO
|
SELL
|
- |
-400- 10.28% |
$3.92K - $4.02K
|
3.49K
$0
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-477- 3.81% |
$4.67K - $4.8K
|
12.1K
$0
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-599- 3.05% |
$5.86K - $6.03K
|
19.1K
$0
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-622- 50.04% |
$6.09K - $6.26K
|
621
$0
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-804- 2.41% |
$7.87K - $8.09K
|
32.6K
$0
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-850- 5.43% |
$8.32K - $8.55K
|
14.8K
$0
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-922- 4.38% |
$9.03K - $9.28K
|
20.1K
$0
|
|
Nov 05, 2021
Q3 2021
|
Shufro Rose & CO LLC
|
SELL
|
- |
-932- 5.4% |
$9.12K - $9.38K
|
16.3K
$0
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1K- 1.68% |
$9.79K - $10.1K
|
58.4K
$0
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-1.15KClosed |
$11.3K - $11.6K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-1.5K- 3.87% |
$14.7K - $15.1K
|
37.3K
$0
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.56K- 3.06% |
$15.2K - $15.7K
|
49.3K
$0
|