Purchases and Sales Made in Q3 2023 in Nuveen Preferred & Income Securities Fund (JPS)
This table provides information about the institutional ownership of Nuveen Preferred & Income Securities Fund (JPS) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Securities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2023
Q3 2023
|
Accel Wealth Management
|
SELL
|
- |
-280- 0.32% |
$1.71K - $1.84K
|
85.9K
$0
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-360- 6.72% |
$2.2K - $2.36K
|
5K
$0
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-463- 0.29% |
$2.82K - $3.04K
|
160K
$0
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-482- 3.04% |
$2.94K - $3.16K
|
15.4K
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-650- 3.78% |
$3.96K - $4.26K
|
16.5K
$0
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-720- 6.24% |
$4.39K - $4.72K
|
10.8K
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Waterfront Wealth Inc.
|
SELL
|
- |
-751- 3.08% |
$4.58K - $4.93K
|
23.6K
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-889- 3.65% |
$5.42K - $5.83K
|
23.5K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-940- 4.73% |
$5.73K - $6.17K
|
18.9K
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-976- 7.32% |
$5.95K - $6.4K
|
12.4K
$0
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1K- 5.99% |
$6.1K - $6.56K
|
15.7K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.02K- 7.44% |
$6.19K - $6.66K
|
12.6K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Kolinsky Wealth Management, LLC
Ramsey, NJ |
SELL
|
- |
-1.02K- 9.05% |
$6.25K - $6.72K
|
10.3K
$0
|
|
|
Oct 10, 2023
Q3 2023
|
Stolper CO
|
SELL
|
- |
-1.03K- 1.51% |
$6.3K - $6.77K
|
67.2K
$0
|
|
|
Jul 19, 2024
Q3 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-1.06K- 6.38% |
$6.47K - $6.95K
|
15.6K
$0
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-1.11K- 19.64% |
$6.79K - $7.3K
|
4.55K
$0
|
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1.35K- 2.64% |
$8.24K - $8.86K
|
49.8K
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-1.5K- 12.41% |
$9.15K - $9.84K
|
10.6K
$0
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.67K- 9.44% |
$10.2K - $10.9K
|
16K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-1.69K- 16.24% |
$10.3K - $11.1K
|
8.74K
$0
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-1.92K- 2.23% |
$11.7K - $12.6K
|
84.1K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.93K- 9.22% |
$11.8K - $12.7K
|
19K
$0
|
|
|
Jan 02, 2024
Q3 2023
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-1.99K- 15.8% |
$12.1K - $13K
|
10.6K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.26K- 8.63% |
$13.8K - $14.8K
|
23.9K
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.53K- 0.08% |
$15.4K - $16.6K
|
3.02M
$0
|
|
|
Oct 31, 2023
Q3 2023
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-2.81K- 15.74% |
$17.1K - $18.4K
|
15K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.89K- 19.5% |
$17.6K - $19K
|
11.9K
$0
|
|
|
Oct 16, 2023
Q3 2023
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-2.96K- 10.45% |
$18K - $19.4K
|
25.3K
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-4K- 21.01% |
$24.4K - $26.2K
|
15K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-4.14K- 9.62% |
$25.2K - $27.1K
|
38.8K
$0
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-4.23K- 47.75% |
$25.8K - $27.7K
|
4.62K
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-4.31K- 14.46% |
$26.3K - $28.3K
|
25.5K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-4.42K- 14.04% |
$26.9K - $29K
|
27K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-4.94K- 4.54% |
$30.1K - $32.4K
|
104K
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.24K- 1.24% |
$32K - $34.4K
|
418K
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-5.99K- 2.0% |
$36.5K - $39.3K
|
293K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-6.19K- 33.2% |
$37.7K - $40.6K
|
12.4K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.3K- 14.84% |
$38.4K - $41.3K
|
36.2K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-6.34K- 8.79% |
$38.6K - $41.6K
|
65.7K
$0
|
|
|
Oct 19, 2023
Q3 2023
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-8.89K- 17.79% |
$54.2K - $58.3K
|
41.1K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-9.11K- 13.3% |
$55.6K - $59.8K
|
59.4K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-10K- 1.89% |
$61K - $65.6K
|
520K
$0
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-11K- 8.71% |
$67.2K - $72.3K
|
116K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-12.8K- 70.81% |
$77.8K - $83.7K
|
5.26K
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-15.9K- 20.7% |
$96.8K - $104K
|
60.8K
$0
|
|
|
Nov 08, 2023
Q3 2023
|
Burney CO
Reston, VA |
SELL
|
- |
-16K- 19.04% |
$97.8K - $105K
|
68.2K
$0
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-16.1K- 11.81% |
$98K - $105K
|
120K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-20K- 96.43% |
$122K - $131K
|
742
$0
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-27.3K- 20.03% |
$167K - $179K
|
109K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-31K- 28.05% |
$189K - $203K
|
79.5K
$0
|