Purchases and Sales Made in Q3 2023 in Nuveen Preferred & Income Securities Fund (JPS)
This table provides information about the institutional ownership of Nuveen Preferred & Income Securities Fund (JPS) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Securities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
7.15K+ 4.26% |
$43.6K - $46.9K
|
175K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.68K+ 4.62% |
$40.8K - $43.8K
|
151K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
6K+ 43.59% |
$36.6K - $39.3K
|
19.7K
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.3K+ 0.41% |
$32.3K - $34.8K
|
1.29M
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5KNew |
$30.5K - $32.8K
|
5K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
4.49KNew |
$27.4K - $29.4K
|
4.49K
$0
|
|
|
Oct 10, 2023
Q3 2023
|
Penbrook Management LLC
|
BUY
|
- |
4K+ 13.33% |
$24.4K - $26.2K
|
34K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
3.94K+ 7.74% |
$24K - $25.9K
|
54.9K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
3.78K+ 29.92% |
$23K - $24.8K
|
16.4K
$0
|
|
|
Oct 23, 2023
Q3 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
3.78K+ 4.79% |
$23K - $24.8K
|
82.7K
$0
|
|
|
Oct 17, 2023
Q3 2023
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
3.51K+ 5.46% |
$21.4K - $23K
|
67.8K
$0
|
|
|
Oct 12, 2023
Q3 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
2.98K+ 5.33% |
$18.2K - $19.5K
|
58.9K
$0
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
2.67K+ 4.93% |
$16.3K - $17.5K
|
56.7K
$0
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.3K+ 48.94% |
$14K - $15.1K
|
7K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.3K+ 43.4% |
$14K - $15.1K
|
7.6K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.21K+ 2.22% |
$13.5K - $14.5K
|
102K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.16KNew |
$13.2K - $14.2K
|
2.16K
$0
|
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
BUY
|
- |
1.9KNew |
$11.6K - $12.5K
|
1.9K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1.79K+ 136.61% |
$10.9K - $11.7K
|
3.1K
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
1.64K+ 12.86% |
$10K - $10.8K
|
14.4K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.49K+ 9.73% |
$9.09K - $9.77K
|
16.8K
$0
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
1.46K+ 1.51% |
$8.88K - $9.54K
|
98K
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
1.17K+ 10.0% |
$7.14K - $7.68K
|
12.9K
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
977+ 4.92% |
$5.96K - $6.41K
|
20.9K
$0
|
|
|
Nov 01, 2023
Q3 2023
|
Petra Financial Advisors Inc
Colorado Srpings, CO |
BUY
|
- |
561+ 0.27% |
$3.42K - $3.68K
|
209K
$0
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
500+ 2.22% |
$3.05K - $3.28K
|
23K
$0
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
377+ 1.31% |
$2.3K - $2.47K
|
29.1K
$0
|
|
|
Oct 31, 2023
Q3 2023
|
Fifth Third Bancorp
|
BUY
|
- |
327+ 52.66% |
$1.99K - $2.15K
|
948
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
237+ 1.46% |
$1.45K - $1.55K
|
16.5K
$0
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
72+ 0.39% |
$439 - $472
|
18.6K
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
59+ 0.13% |
$360 - $387
|
45.8K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
56+ 0.32% |
$342 - $367
|
17.8K
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concord Wealth Partners
|
BUY
|
- |
33+ 1.76% |
$201 - $216
|
1.9K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
26+ 0.24% |
$159 - $171
|
10.9K
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
25+ 0.18% |
$153 - $164
|
14.2K
$0
|
|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
23+ 1.31% |
$140 - $151
|
1.77K
$0
|
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
21+ 0.2% |
$128 - $138
|
10.5K
$0
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
14+ 0.09% |
$85.4 - $91.8
|
14.9K
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
13+ 0.12% |
$79.3 - $85.3
|
11.3K
$0
|
|
|
Jul 17, 2024
Q3 2023
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
12+ 1.83% |
$73.2 - $78.7
|
668
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
5+ 1.65% |
$30.5 - $32.8
|
308
$0
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
3New |
$18.3 - $19.7
|
3
$0
|
|
|
Nov 06, 2023
Q3 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
BUY
|
- |
2+ 2.33% |
$12.2 - $13.1
|
88
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-1- 6.25% |
$6.1 - $6.56
|
15
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-32- 0.04% |
$195 - $210
|
75.2K
$0
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-54- 2.31% |
$329 - $354
|
2.28K
$0
|
|
|
Oct 19, 2023
Q3 2023
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-75- 0.08% |
$458 - $492
|
93.1K
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-126- 1.52% |
$769 - $827
|
8.19K
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-157- 6.37% |
$958 - $1.03K
|
2.31K
$0
|
|
|
Nov 02, 2023
Q3 2023
|
Advisor Os, LLC
|
SELL
|
- |
-257- 0.96% |
$1.57K - $1.69K
|
26.6K
$0
|