Latest Institutional Sells of Nuveen Floating Rate Income Opportunity Fund (JRO)
This list provides information on the latest institutional transactions involving Nuveen Floating Rate Income Opportunity Fund (JRO) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2020
Q1 2020
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-45KClosed |
$254K - $457K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-22.3KClosed |
$126K - $227K
|
0
$0
|
|
|
Nov 30, 2020
Q1 2020
|
Platform Technology Partners
|
SELL
|
- |
-16.2KClosed |
$91.2K - $164K
|
0
$0
|
|
|
May 20, 2020
Q1 2020
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-15KClosed |
$84.6K - $152K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-370Closed |
$2.09K - $3.76K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
James Investment Research Inc
|
SELL
|
- |
-151Closed |
$852 - $1.53K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-10KClosed |
$93K - $99.9K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-695Closed |
$6.46K - $6.94K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 22, 2019
Q3 2019
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-6.87KClosed |
$64.8K - $67.2K
|
0
$0
|
|
|
Mar 24, 2023
Q3 2019
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.15K- 78.97% |
$10.8K - $11.2K
|
305
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-254Closed |
$2.39K - $2.48K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 22, 2019
Q2 2019
|
Ota Financial Group L.P.
|
SELL
|
- |
-54.6KClosed |
$521K - $547K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-11KClosed |
$105K - $110K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-5.46KClosed |
$52.1K - $54.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 08, 2019
Q1 2019
|
Walter & Keenan Wealth Management LLC
|
SELL
|
- |
-13.8KClosed |
$128K - $142K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-1.05KClosed |
$9.71K - $10.8K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-573Closed |
$5.3K - $5.88K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-500Closed |
$4.63K - $5.14K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-260Closed |
$2.41K - $2.67K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-309KClosed |
$2.7M - $3.2M
|
0
$0
|
|
|
Feb 15, 2019
Q4 2018
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-130KClosed |
$1.14M - $1.34M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-75.3KClosed |
$658K - $779K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Gen Trust, LLC
|
SELL
|
- |
-29.4KClosed |
$257K - $304K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-14.1KClosed |
$124K - $146K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-400Closed |
$3.5K - $4.14K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-5.03KClosed |
$50.8K - $52.4K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-4.59KClosed |
$46.3K - $47.8K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.67KClosed |
$27K - $27.8K
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-2.26KClosed |
$22.8K - $23.5K
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-1.41KClosed |
$14.2K - $14.7K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-1KClosed |
$10.1K - $10.4K
|
0
$0
|
|
|
Oct 31, 2018
Q3 2018
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-433Closed |
$4.37K - $4.51K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12.7KClosed |
$131K - $139K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Global Retirement Partners, LLC
|
SELL
|
- |
-500Closed |
$5.17K - $5.46K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-26.2KClosed |
$283K - $301K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-535Closed |
$5.79K - $6.14K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 02, 2018
Q4 2017
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-50.7KClosed |
$538K - $600K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Janney Capital Management LLC
|
SELL
|
- |
-16KClosed |
$170K - $189K
|
0
$0
|
|
|
Jan 16, 2018
Q4 2017
|
Optimum Investment Advisors
|
SELL
|
- |
-10KClosed |
$106K - $118K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-67.8KClosed |
$784K - $805K
|
0
$0
|
|
|
Nov 13, 2017
Q3 2017
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-11.4KClosed |
$132K - $135K
|
0
$0
|
|
| Q4 2015 | |||||||
|
Sep 22, 2017
Q4 2015
|
Allen Investment Management LLC
|
SELL
|
- |
-15.3K- 52.08% |
N/A
|
14.1K
$0
|
|