Latest Institutional Transactions on Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Opportunity Fund (JRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-38.8KClosed |
N/A
|
0
$0
|
|
| Q2 2023 | |||||||
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-14.1KClosed |
$106K - $115K
|
0
$0
|
|
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
83.8KNew |
$629K - $683K
|
83.8K
$0
|
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
490+ 2.66% |
$3.68K - $3.99K
|
18.9K
$0
|
|
|
Aug 24, 2023
Q2 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-400- 1.69% |
$3K - $3.26K
|
23.3K
$0
|
|
|
Aug 23, 2023
Q2 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
10.7KNew |
$80.6K - $87.4K
|
10.7K
$0
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
59.2K+ 87.54% |
$444K - $482K
|
127K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
12.1KNew |
$91.1K - $98.9K
|
12.1K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
114K+ 7.52% |
$856K - $929K
|
1.63M
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
67.3K+ 5.48% |
$506K - $549K
|
1.29M
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
48K+ 320.0% |
$360K - $391K
|
63K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.33K- 56.55% |
$10K - $10.9K
|
1.02K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-5.4K- 12.5% |
$40.6K - $44K
|
37.8K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
60.1KNew |
$451K - $490K
|
60.1K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-18.6K- 68.26% |
$140K - $151K
|
8.64K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
8.36K+ 6.52% |
$62.8K - $68.1K
|
137K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
95.2K+ 407.18% |
$715K - $776K
|
119K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
600+ 2.42% |
$4.51K - $4.89K
|
25.4K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
129K+ 64.63% |
$972K - $1.05M
|
330K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
168K+ 295.77% |
$1.26M - $1.37M
|
225K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
10KNew |
$75.1K - $81.5K
|
10K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
958+ 0.39% |
$7.19K - $7.81K
|
248K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-1.28K- 3.11% |
$9.6K - $10.4K
|
39.8K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-105K- 21.95% |
$792K - $859K
|
375K
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-311- 0.55% |
$2.34K - $2.53K
|
56.7K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-5.41K- 18.03% |
$40.6K - $44.1K
|
24.6K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.98K- 28.37% |
$44.9K - $48.7K
|
15.1K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
11.4KNew |
$85.8K - $93.1K
|
11.4K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-145K- 20.53% |
$1.09M - $1.18M
|
561K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
68.6K+ 229.13% |
$515K - $559K
|
98.6K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-3K- 1.64% |
$22.5K - $24.4K
|
179K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
24.1K+ 46.89% |
$181K - $197K
|
75.6K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
65K+ 14.82% |
$488K - $529K
|
503K
$0
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-50.2K- 12.31% |
$377K - $409K
|
358K
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
46.9K+ 16.63% |
$352K - $382K
|
329K
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
15.2KNew |
$114K - $124K
|
15.2K
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.01K+ 1.78% |
$7.58K - $8.22K
|
57.6K
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.32K+ 3.47% |
$62.5K - $67.8K
|
248K
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.3KNew |
$9.77K - $10.6K
|
1.3K
$0
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-20.5K- 37.23% |
$154K - $167K
|
34.6K
$0
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
2.7K+ 3.35% |
$20.3K - $22K
|
83.3K
$0
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
141K+ 274.43% |
$1.06M - $1.15M
|
193K
$0
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
57New |
$428 - $465
|
57
$0
|
|
|
Aug 04, 2023
Q2 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
387+ 2.87% |
$2.91K - $3.15K
|
13.9K
$0
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.74K+ 1.97% |
$20.6K - $22.3K
|
142K
$0
|
|
|
Aug 04, 2023
Q2 2023
|
Mission Wealth Management, LP
|
SELL
|
- |
-1K- 0.74% |
$7.51K - $8.15K
|
134K
$0
|
|
|
Aug 04, 2023
Q2 2023
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
3.76K+ 2.0% |
$28.2K - $30.6K
|
192K
$0
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
2.03K+ 26.43% |
$15.3K - $16.6K
|
9.73K
$0
|
|
|
Aug 03, 2023
Q2 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-4.91K- 2.57% |
$36.9K - $40K
|
186K
$0
|
|