Latest Institutional Transactions on Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Opportunity Fund (JRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.04K+ 18.8% |
$37.8K - $41.1K
|
31.8K
$0
|
|
|
Aug 01, 2023
Q2 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1+ 11.11% |
$7.51 - $8.15
|
10
$0
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
509+ 1.48% |
$3.82K - $4.15K
|
34.9K
$0
|
|
|
Jul 31, 2023
Q2 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
593+ 2.92% |
$4.45K - $4.83K
|
20.9K
$0
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-218K- 69.65% |
$1.64M - $1.78M
|
95.1K
$0
|
|
|
Jul 31, 2023
Q2 2023
|
Klingman & Associates, LLC
|
SELL
|
- |
-2.18K- 9.8% |
$16.3K - $17.7K
|
20K
$0
|
|
|
Jul 28, 2023
Q2 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
12.6KNew |
$94.3K - $102K
|
12.6K
$0
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.82K+ 30.32% |
$36.2K - $39.3K
|
20.7K
$0
|
|
|
Jul 27, 2023
Q2 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
12.7KNew |
$95.4K - $104K
|
12.7K
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
23+ 0.15% |
$173 - $187
|
15.2K
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
101K+ 26.3% |
$757K - $821K
|
484K
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.7K+ 3.59% |
$80.1K - $86.9K
|
308K
$0
|
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1.29K- 4.3% |
$9.7K - $10.5K
|
28.7K
$0
|
|
|
Jul 20, 2023
Q2 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
24.5K+ 13.63% |
$184K - $200K
|
204K
$0
|
|
|
Jul 14, 2023
Q2 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
640+ 0.5% |
$4.81K - $5.22K
|
129K
$0
|
|
|
Jul 14, 2023
Q2 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
6.49K+ 49.88% |
$48.7K - $52.9K
|
19.5K
$0
|
|
|
Jul 13, 2023
Q2 2023
|
Congress Park Capital LLC
|
BUY
|
- |
15K+ 17.65% |
$113K - $122K
|
100K
$0
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.21K- 4.92% |
$24.1K - $26.1K
|
62K
$0
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.03K- 2.13% |
$15.3K - $16.6K
|
93.3K
$0
|
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
SELL
|
- |
-410- 13.06% |
$3.08K - $3.34K
|
2.73K
$0
|
|
| Q1 2023 | |||||||
|
Aug 13, 2024
Q1 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-705Closed |
$5.36K - $6.08K
|
0
$0
|
|
|
May 26, 2023
Q1 2023
|
Sheets Smith Wealth Management
|
BUY
|
- |
14.4KNew |
$109K - $124K
|
14.4K
$0
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2023
Q1 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-1K- 14.04% |
$7.6K - $8.63K
|
6.12K
$0
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
250New |
$1.9K - $2.16K
|
250
$0
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
10K+ 8.49% |
$76K - $86.3K
|
128K
$0
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
250+ 3.13% |
$1.9K - $2.16K
|
8.25K
$0
|
|
|
May 15, 2023
Q1 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
18.4KNew |
$140K - $159K
|
18.4K
$0
|
|
|
May 15, 2023
Q1 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
SELL
|
- |
-14.2K- 1.76% |
$108K - $123K
|
794K
$0
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
317KNew |
$2.41M - $2.73M
|
317K
$0
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-65K- 41.99% |
$494K - $561K
|
89.8K
$0
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-675- 1.16% |
$5.13K - $5.83K
|
57.3K
$0
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
3KNew |
$22.8K - $25.9K
|
3K
$0
|
|
|
May 12, 2023
Q1 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
20KNew |
$152K - $173K
|
20K
$0
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
10K+ 1139.14% |
$76.1K - $86.4K
|
10.9K
$0
|
|
|
May 05, 2023
Q1 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
7K+ 140.0% |
$53.2K - $60.4K
|
12K
$0
|
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
12.5KNew |
$95K - $108K
|
12.5K
$0
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-11.1K- 30.0% |
$84.4K - $95.8K
|
25.9K
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
BUY
|
- |
20+ 1.74% |
$152 - $173
|
1.17K
$0
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
4.4KNew |
$33.4K - $38K
|
4.4K
$0
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
600New |
$4.56K - $5.18K
|
600
$0
|
|
|
Apr 04, 2023
Q1 2023
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
30.5KNew |
$232K - $263K
|
30.5K
$0
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.15K+ 73.5% |
$8.96K - $9.69K
|
2.72K
$0
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
BUY
|
- |
312+ 2.48% |
$2.42K - $2.62K
|
12.9K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
28.8KNew |
$223K - $242K
|
28.8K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
18.5KNew |
$144K - $156K
|
18.5K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
11.1KNew |
$86K - $93.1K
|
11.1K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
8.75KNew |
$67.9K - $73.5K
|
8.75K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-2- 0.01% |
$15.5 - $16.8
|
20.4K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
9.29KNew |
$72.1K - $78K
|
9.29K
$0
|
|