Latest Institutional Transactions on Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Opportunity Fund (JRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2020
Q1 2020
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-45KClosed |
$254K - $457K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
James Investment Research Inc
|
SELL
|
- |
-151Closed |
$852 - $1.53K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
500New |
$4.65K - $5K
|
500
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-10KClosed |
$93K - $99.9K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-695Closed |
$6.46K - $6.94K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Mar 24, 2023
Q3 2019
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.15K- 78.97% |
$10.8K - $11.2K
|
305
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-254Closed |
$2.39K - $2.48K
|
0
$0
|
|
|
Oct 22, 2019
Q3 2019
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-6.87KClosed |
$64.8K - $67.2K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-11KClosed |
$105K - $110K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-5.46KClosed |
$52.1K - $54.8K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Ota Financial Group L.P.
|
SELL
|
- |
-54.6KClosed |
$521K - $547K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-1.05KClosed |
$9.71K - $10.8K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-260Closed |
$2.41K - $2.67K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Walter & Keenan Wealth Management LLC
|
SELL
|
- |
-13.8KClosed |
$128K - $142K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-500Closed |
$4.63K - $5.14K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-573Closed |
$5.3K - $5.88K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-130KClosed |
$1.14M - $1.34M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-309KClosed |
$2.7M - $3.2M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-75.3KClosed |
$658K - $779K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-400Closed |
$3.5K - $4.14K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Gen Trust, LLC
|
SELL
|
- |
-29.4KClosed |
$257K - $304K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-14.1KClosed |
$124K - $146K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
745New |
$7.52K - $7.76K
|
745
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-4.59KClosed |
$46.3K - $47.8K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-5.03KClosed |
$50.8K - $52.4K
|
0
$0
|
|
|
Oct 31, 2018
Q3 2018
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-433Closed |
$4.37K - $4.51K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.67KClosed |
$27K - $27.8K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-1KClosed |
$10.1K - $10.4K
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-1.41KClosed |
$14.2K - $14.7K
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-2.26KClosed |
$22.8K - $23.5K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12.7KClosed |
$131K - $139K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Global Retirement Partners, LLC
|
SELL
|
- |
-500Closed |
$5.17K - $5.46K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-26.2KClosed |
$283K - $301K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-535Closed |
$5.79K - $6.14K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Janney Capital Management LLC
|
SELL
|
- |
-16KClosed |
$170K - $189K
|
0
$0
|
|
|
Feb 02, 2018
Q4 2017
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-50.7KClosed |
$538K - $600K
|
0
$0
|
|
|
Jan 16, 2018
Q4 2017
|
Optimum Investment Advisors
|
SELL
|
- |
-10KClosed |
$106K - $118K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-67.8KClosed |
$784K - $805K
|
0
$0
|
|
|
Nov 13, 2017
Q3 2017
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-11.4KClosed |
$132K - $135K
|
0
$0
|
|
| Q4 2016 | |||||||
|
Jan 03, 2024
Q4 2016
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
1KNew |
N/A
|
1K
$0
|
|
| Q4 2015 | |||||||
|
Sep 22, 2017
Q4 2015
|
Allen Investment Management LLC
|
SELL
|
- |
-15.3K- 52.08% |
N/A
|
14.1K
$0
|
|