Purchases and Sales Made in Q1 2021 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q1 2021. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 26, 2021
Q1 2021
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-6.67KClosed |
$57.7K - $64.1K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-6.76K- 4.91% |
$58.5K - $65K
|
131K
$0
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.48K- 4.91% |
$64.7K - $71.8K
|
145K
$0
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-9.36K- 4.86% |
$81K - $90K
|
183K
$0
|
|
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-10.4KClosed |
$90.2K - $100K
|
0
$0
|
|
Apr 20, 2021
Q1 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-10.5KClosed |
$90.6K - $101K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-10.6KClosed |
$91.9K - $102K
|
0
$0
|
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-10.7KClosed |
$92.9K - $103K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-11.2KClosed |
$97.1K - $108K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-11.7K- 9.53% |
$101K - $112K
|
111K
$0
|
|
Apr 28, 2021
Q1 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-14.3K- 1.18% |
$124K - $138K
|
1.2M
$0
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-15KClosed |
$130K - $144K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Matisse Capital
|
SELL
|
- |
-16.4KClosed |
$142K - $158K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Main Management LLC
San Francisco, CA |
SELL
|
- |
-18KClosed |
$156K - $173K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-18.9K- 10.12% |
$164K - $182K
|
168K
$0
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-25KClosed |
$216K - $240K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-42.5KClosed |
$368K - $409K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-47.1K- 79.53% |
$407K - $452K
|
12.1K
$0
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-49K- 35.02% |
$423K - $470K
|
90.8K
$0
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-49KClosed |
$424K - $471K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-86.8K- 78.64% |
$751K - $834K
|
23.6K
$0
|
|
May 17, 2021
Q1 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-106KClosed |
$915K - $1.02M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-223K- 35.24% |
$1.93M - $2.14M
|
409K
$0
|
|
May 17, 2021
Q1 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-269K- 49.54% |
$2.33M - $2.59M
|
274K
$0
|
|
May 11, 2021
Q1 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-276KClosed |
$2.39M - $2.65M
|
0
$0
|
|
Apr 21, 2021
Q1 2021
|
Gradient Investments LLC
|
SELL
|
- |
-745K- 57.48% |
$6.44M - $7.16M
|
551K
$0
|