Purchases and Sales Made in Q2 2021 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q2 2021. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-412- 3.48% |
$3.87K - $4.02K
|
11.4K
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-1.06K- 50.48% |
$9.95K - $10.3K
|
1.04K
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.14K- 2.09% |
$10.7K - $11.1K
|
53.5K
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-2K- 11.21% |
$18.8K - $19.5K
|
15.8K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
SELL
|
- |
-2K- 5.51% |
$18.8K - $19.5K
|
34.3K
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2.04K- 0.17% |
$19.1K - $19.9K
|
1.19M
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.1K- 1.15% |
$19.8K - $20.5K
|
181K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.46K- 5.08% |
$23.1K - $24K
|
45.9K
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-2.8KClosed |
$26.3K - $27.3K
|
0
$0
|
|
|
Jul 19, 2021
Q2 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-4.47K- 24.82% |
$41.9K - $43.6K
|
13.5K
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
SELL
|
- |
-6KClosed |
$56.3K - $58.6K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.69K- 15.1% |
$72.2K - $75K
|
43.2K
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-8.97K- 31.51% |
$84.2K - $87.6K
|
19.5K
$0
|
|
|
Oct 19, 2021
Q2 2021
|
Next Capital Management LLC
|
SELL
|
- |
-17.2K- 5.16% |
$162K - $168K
|
317K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-23.6KClosed |
$222K - $230K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-28.8KClosed |
$270K - $281K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-40.7KClosed |
$382K - $397K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-50K- 25.43% |
$470K - $488K
|
147K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-102K- 50.34% |
$955K - $993K
|
100K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-109K- 26.71% |
$1.03M - $1.07M
|
300K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-147K- 53.08% |
$1.38M - $1.43M
|
130K
$0
|
|
|
Jul 12, 2021
Q2 2021
|
Gradient Investments LLC
|
SELL
|
- |
-547K- 99.24% |
$5.13M - $5.34M
|
4.18K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Kohlberg Kravis Roberts & Co. L.P.
New York, NY |
SELL
|
- |
-1.12MClosed |
$10.6M - $11M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.15M- 25.51% |
$10.8M - $11.2M
|
3.35M
$0
|