Insider Transactions in Q2 2021 at Nuveen Floating Rate Income Opportunity Fund (JRO)
Insider Transaction List (Q2 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price | 
|---|---|---|---|---|---|
| 
           
            May 12                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              46,502
              -1.13%
              
         |   
        
           
              $418,518              
              $9.53 P/Share              
                     
         | 
      
| 
           
            May 11                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              5,892
              -0.14%
              
         |   
        
           
              $53,028              
              $9.56 P/Share              
                     
         | 
      
| 
           
            May 10                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              4,834
              -0.12%
              
         |   
        
           
              $43,506              
              $9.61 P/Share              
                     
         | 
      
| 
           
            May 07                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              1,007
              -0.02%
              
         |   
        
           
              $9,063              
              $9.61 P/Share              
                     
         | 
      
| 
           
            May 06                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              22,490
              -0.54%
              
         |   
        
           
              $202,410              
              $9.6 P/Share              
                     
         | 
      
| 
           
            Apr 29                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              2,151
              -0.05%
              
         |   
        
           
              $19,359              
              $9.4 P/Share              
                     
         | 
      
| 
           
            Apr 28                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              47,817
              -1.14%
              
         |   
        
           
              $430,353              
              $9.41 P/Share              
                     
         | 
      
| 
           
            Apr 27                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              36,563
              -0.86%
              
         |   
        
           
              $329,067              
              $9.41 P/Share              
                     
         | 
      
| 
           
            Apr 23                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              17,021
              -0.4%
              
         |   
        
           
              $153,189              
              $9.46 P/Share              
                     
         | 
      
| 
           
            Apr 22                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              5,900
              -0.14%
              
         |   
        
           
              $53,100              
              $9.43 P/Share              
                     
         | 
      
| 
           
            Apr 21                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              72,865
              -1.68%
              
         |   
        
           
              $655,785              
              $9.45 P/Share              
                     
         | 
      
| 
           
            Apr 20                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              16,341
              -0.38%
              
         |   
        
           
              $147,069              
              $9.49 P/Share              
                     
         | 
      
| 
           
            Apr 19                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              4,384
              -0.1%
              
         |   
        
           
              $39,456              
              $9.52 P/Share              
                     
         | 
      
| 
           
            Apr 16                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              43,035
              -0.98%
              
         |   
        
           
              $387,315              
              $9.51 P/Share              
                     
         | 
      
| 
           
            Apr 15                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              6,909
              -0.16%
              
         |   
        
           
              $62,181              
              $9.51 P/Share              
                     
         | 
      
| 
           
            Apr 14                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              22,364
              -0.51%
              
         |   
        
           
              $201,276              
              $9.52 P/Share              
                     
         | 
      
| 
           
            Apr 13                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              28,507
              -0.64%
              
         |   
        
           
              $256,563              
              $9.55 P/Share              
                     
         | 
      
| 
           
            Apr 12                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              11,958
              -0.27%
              
         |   
        
           
              $107,622              
              $9.57 P/Share              
                     
         | 
      
| 
           
            Apr 09                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              4,283
              -0.1%
              
         |   
        
           
              $38,547              
              $9.59 P/Share              
                     
         | 
      
| 
           
            Apr 08                          
            2021                          
           
         |           
        Saba Capital Management, L.P. > 10% Shareholder | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              19,768
              -0.44%
              
         |   
        
           
              $177,912              
              $9.59 P/Share              
                     
         | 
      
| 
           
            Apr 07                          
            2021                          
           
         |           
        Scott C. Caraher | 
           
              BUY
             
            
                Open market or private purchase
             
           | 
        Direct | 
           
              5,000
              +10.72%
              
         |   
        
           
              $45,000              
              $9.58 P/Share              
                     
         |