Purchases and Sales Made in Q1 2023 in Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information about the institutional ownership of Nuveen Short Duration Credit Opportunities Fund (JSD) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen Short Duration Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 25, 2023
Q1 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
509KNew |
$5.8M - $6.42M
|
509K
$0
|
|
|
May 15, 2023
Q1 2023
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
179KNew |
$2.04M - $2.26M
|
179K
$0
|
|
|
May 15, 2023
Q1 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
116K+ 58.93% |
$1.32M - $1.46M
|
313K
$0
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
62.7KNew |
$715K - $791K
|
62.7K
$0
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
49.4K+ 36.4% |
$563K - $623K
|
185K
$0
|
|
|
Apr 11, 2023
Q1 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
19.9KNew |
$227K - $251K
|
19.9K
$0
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11.3KNew |
$129K - $143K
|
11.3K
$0
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.81K+ 2.32% |
$77.6K - $85.9K
|
300K
$0
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
6.41K+ 55.07% |
$73.1K - $80.8K
|
18.1K
$0
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
4.35K+ 30.55% |
$49.6K - $54.8K
|
18.6K
$0
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.07K+ 7.81% |
$35K - $38.7K
|
42.4K
$0
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.71K+ 4.15% |
$30.9K - $34.2K
|
68K
$0
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.18K+ 1.64% |
$24.8K - $27.5K
|
135K
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
1.59K+ 38.04% |
$18.1K - $20K
|
5.77K
$0
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.15K+ 8.28% |
$13.1K - $14.5K
|
15.1K
$0
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.07KNew |
$12.2K - $13.5K
|
1.07K
$0
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
156+ 0.77% |
$1.78K - $1.97K
|
20.4K
$0
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
100New |
$1.14K - $1.26K
|
100
$0
|
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
19+ 0.17% |
$217 - $240
|
11.5K
$0
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-75- 14.37% |
$855 - $946
|
447
$0
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-273- 0.33% |
$3.11K - $3.44K
|
81.7K
$0
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-345- 2.14% |
$3.93K - $4.35K
|
15.8K
$0
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-421- 2.51% |
$4.8K - $5.31K
|
16.4K
$0
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-667- 62.34% |
$7.6K - $8.41K
|
403
$0
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1K- 2.72% |
$11.4K - $12.6K
|
35.8K
$0
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3K- 4.67% |
$34.2K - $37.8K
|
61.2K
$0
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-3.33K- 1.55% |
$37.9K - $41.9K
|
211K
$0
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-4K- 3.94% |
$45.6K - $50.4K
|
97.6K
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.93K- 13.12% |
$56.2K - $62.2K
|
32.6K
$0
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-6.07K- 5.52% |
$69.2K - $76.5K
|
104K
$0
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11.1K- 4.87% |
$126K - $139K
|
216K
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Next Capital Management LLC
|
SELL
|
- |
-15.8K- 6.82% |
$180K - $199K
|
216K
$0
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-19.5K- 8.38% |
$223K - $246K
|
214K
$0
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-36.5K- 14.5% |
$417K - $461K
|
215K
$0
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-53.2K- 16.78% |
$606K - $670K
|
264K
$0
|