Purchases and Sales Made in Q2 2020 in Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information about the institutional ownership of Nuveen Short Duration Credit Opportunities Fund (JSD) during Q2 2020. The information is specifically focused on institutions that hold shares of Nuveen Short Duration Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2020
Q2 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
127K+ 951.16% |
$1.31M - $1.56M
|
140K
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
52K+ 341.51% |
$537K - $636K
|
67.2K
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
27.9K+ 111.54% |
$288K - $341K
|
52.9K
$0
|
|
|
Aug 17, 2020
Q2 2020
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
24.5KNew |
$254K - $300K
|
24.5K
$0
|
|
|
Oct 22, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
11.7K+ 20.8% |
$121K - $143K
|
67.7K
$0
|
|
|
Jul 30, 2020
Q2 2020
|
Park Avenue Securities LLC
|
BUY
|
- |
9.38K+ 24.75% |
$97K - $115K
|
47.3K
$0
|
|
|
Jul 08, 2020
Q2 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.97K+ 19.92% |
$92.8K - $110K
|
54K
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
4.6K+ 18.1% |
$47.5K - $56.3K
|
30K
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.7K+ 6.2% |
$17.6K - $20.8K
|
29.2K
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1KNew |
$10.3K - $12.2K
|
1K
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Matisse Capital
|
BUY
|
- |
859+ 0.26% |
$8.88K - $10.5K
|
331K
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
600+ 12.0% |
$6.2K - $7.34K
|
5.6K
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
14+ 2.46% |
$145 - $171
|
583
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-820- 5.61% |
$8.48K - $10K
|
13.8K
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Ubs Group Ag
|
SELL
|
- |
-1.37K- 11.3% |
$14.2K - $16.8K
|
10.8K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.75KClosed |
$28.5K - $33.7K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.91K- 3.77% |
$30.1K - $35.7K
|
74.3K
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-3.25K- 20.55% |
$33.6K - $39.8K
|
12.6K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.41K- 18.88% |
$35.2K - $41.7K
|
14.6K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-4.33K- 28.92% |
$44.8K - $53K
|
10.6K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-10.8K- 16.19% |
$112K - $133K
|
56.1K
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-11.6KClosed |
$120K - $142K
|
0
$0
|
|
|
Jul 20, 2020
Q2 2020
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-11.8KClosed |
$122K - $145K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-23.6K- 12.66% |
$244K - $288K
|
162K
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-28.2K- 58.55% |
$292K - $345K
|
20K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-37.1K- 33.68% |
$384K - $455K
|
73.2K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-44.7K- 9.81% |
$462K - $547K
|
411K
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-47.3KClosed |
$489K - $578K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-144K- 78.14% |
$1.49M - $1.76M
|
40.2K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-166K- 88.09% |
$1.71M - $2.03M
|
22.4K
$0
|