Purchases and Sales Made in Q2 2023 in Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information about the institutional ownership of Nuveen Short Duration Credit Opportunities Fund (JSD) during Q2 2023. The information is specifically focused on institutions that hold shares of Nuveen Short Duration Credit Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2023
Q2 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
345KNew |
$3.85M - $4.13M
|
345K
$0
|
|
Aug 11, 2023
Q2 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
130KNew |
$1.45M - $1.55M
|
130K
$0
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
101K+ 38.45% |
$1.13M - $1.21M
|
365K
$0
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
60.9K+ 97.16% |
$679K - $728K
|
124K
$0
|
|
Aug 14, 2023
Q2 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
59.6K+ 19.05% |
$665K - $713K
|
373K
$0
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
56.4K+ 54.23% |
$628K - $673K
|
160K
$0
|
|
Aug 14, 2023
Q2 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
52K+ 17.35% |
$580K - $622K
|
352K
$0
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
44.4K+ 65.38% |
$495K - $531K
|
112K
$0
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
30.6K+ 164.5% |
$341K - $365K
|
49.1K
$0
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
26.2KNew |
$292K - $313K
|
26.2K
$0
|
|
Aug 14, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
23.7KNew |
$264K - $283K
|
23.7K
$0
|
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
23.7KNew |
$264K - $283K
|
23.7K
$0
|
|
Nov 21, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
23.7KNew |
$264K - $283K
|
23.7K
$0
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
19.6KNew |
$219K - $235K
|
19.6K
$0
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
19.1KNew |
$213K - $228K
|
19.1K
$0
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
5.97K+ 2.79% |
$66.5K - $71.3K
|
220K
$0
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.02K+ 2.99% |
$44.8K - $48.1K
|
139K
$0
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.5K+ 8.26% |
$39K - $41.8K
|
45.9K
$0
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.35K+ 11.86% |
$15K - $16.1K
|
12.7K
$0
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.15K+ 7.29% |
$12.8K - $13.7K
|
16.9K
$0
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1K+ 1.63% |
$11.2K - $12K
|
62.2K
$0
|
|
Jul 10, 2023
Q2 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
37+ 0.32% |
$413 - $442
|
11.5K
$0
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-7- -0.0% |
$78.1 - $83.6
|
185K
$0
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-23- 5.15% |
$256 - $275
|
424
$0
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-52- 0.35% |
$580 - $621
|
15K
$0
|
|
Aug 09, 2023
Q2 2023
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-72Closed |
$803 - $860
|
0
$0
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-957- 4.69% |
$10.7K - $11.4K
|
19.5K
$0
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.43K- 6.78% |
$27K - $29K
|
33.4K
$0
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-7.5K- 9.17% |
$83.6K - $89.6K
|
74.3K
$0
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-7.62K- 46.5% |
$84.9K - $91K
|
8.76K
$0
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.44K- 3.91% |
$94.2K - $101K
|
208K
$0
|
|
Aug 14, 2023
Q2 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-12.5K- 12.82% |
$139K - $149K
|
85.1K
$0
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-20.6K- 63.16% |
$230K - $246K
|
12K
$0
|
|
Aug 14, 2023
Q2 2023
|
Woodline Partners LP
San Francisco, CA |
SELL
|
- |
-25.7K- 14.33% |
$286K - $307K
|
154K
$0
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-41.2K- 19.13% |
$459K - $492K
|
174K
$0
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-86K- 40.7% |
$959K - $1.03M
|
125K
$0
|