Purchases and Sales Made in Q3 2020 in Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information about the institutional ownership of Nuveen Short Duration Credit Opportunities Fund (JSD) during Q3 2020. The information is specifically focused on institutions that hold shares of Nuveen Short Duration Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.18MNew |
$13.6M - $14.7M
|
1.18M
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
501KNew |
$5.79M - $6.26M
|
501K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
70.7KNew |
$817K - $883K
|
70.7K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
25.2K+ 47.77% |
$292K - $315K
|
78.1K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
15.4K+ 62.69% |
$178K - $192K
|
39.9K
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Park Avenue Securities LLC
|
BUY
|
- |
9.96K+ 21.06% |
$115K - $124K
|
57.2K
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.03K+ 7.45% |
$46.5K - $50.3K
|
58K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.64K+ 3.89% |
$30.4K - $32.9K
|
70.4K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
2.47K+ 22.95% |
$28.5K - $30.8K
|
13.2K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1.2K+ 1.79% |
$13.9K - $15K
|
68.4K
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.03K+ 3.53% |
$11.9K - $12.9K
|
30.2K
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
400+ 7.14% |
$4.62K - $5K
|
6K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
172+ 1.68% |
$1.99K - $2.15K
|
10.4K
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
10+ 1.72% |
$116 - $125
|
593
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-590- 4.27% |
$6.81K - $7.37K
|
13.2K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1KClosed |
$11.6K - $12.5K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.6K- 17.77% |
$30K - $32.5K
|
12K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.79K- 21.39% |
$55.3K - $59.8K
|
17.6K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.49K- 3.91% |
$63.4K - $68.6K
|
135K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.94K- 1.45% |
$68.6K - $74.2K
|
405K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.6KClosed |
$145K - $157K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-20KClosed |
$231K - $249K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-32.6K- 20.08% |
$377K - $407K
|
130K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-36.9K- 50.42% |
$426K - $461K
|
36.3K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-40.2KClosed |
$465K - $503K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-71.3KClosed |
$824K - $891K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-74.3KClosed |
$859K - $928K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Matisse Capital
|
SELL
|
- |
-270K- 81.58% |
$3.12M - $3.37M
|
60.9K
$0
|