Purchases and Sales Made in Q3 2021 in Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information about the institutional ownership of Nuveen Short Duration Credit Opportunities Fund (JSD) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Short Duration Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
114KNew |
$1.62M - $1.75M
|
114K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
49.3K+ 7.59% |
$700K - $756K
|
698K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
45.6K+ 83.86% |
$647K - $699K
|
99.9K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
35.2KNew |
$500K - $539K
|
35.2K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
28.4K+ 35.68% |
$404K - $435K
|
108K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.85K+ 11.05% |
$26.3K - $28.4K
|
18.6K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
1.62K+ 15.11% |
$23.1K - $24.9K
|
12.4K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.56K+ 4.14% |
$22.2K - $24K
|
39.4K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.28K+ 1.54% |
$18.2K - $19.6K
|
84.5K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.22K+ 3.34% |
$17.3K - $18.7K
|
37.7K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1K+ 17.54% |
$14.2K - $15.3K
|
6.7K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
424New |
$6.03K - $6.5K
|
424
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
200New |
$2.84K - $3.07K
|
200
$0
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
11+ 1.76% |
$156 - $169
|
636
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-49Closed |
$696 - $751
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-90- 27.69% |
$1.28K - $1.38K
|
235
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-490- 4.62% |
$6.96K - $7.51K
|
10.1K
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1K- 33.33% |
$14.2K - $15.3K
|
2K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.31K- 3.11% |
$32.8K - $35.4K
|
72K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-3.26K- 11.73% |
$46.3K - $50K
|
24.5K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.13K- 77.25% |
$73K - $78.7K
|
1.51K
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-10.9KClosed |
$155K - $167K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Next Capital Management LLC
|
SELL
|
- |
-11.6K- 8.24% |
$165K - $178K
|
130K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-12.2K- 14.56% |
$174K - $188K
|
71.8K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-15.1K- 27.39% |
$215K - $232K
|
40.1K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-24.4KClosed |
$347K - $374K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-25.9K- 8.85% |
$368K - $397K
|
267K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-42.4KClosed |
$602K - $649K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-65.1KClosed |
$924K - $997K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-65.9KClosed |
$937K - $1.01M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-118KClosed |
$1.68M - $1.81M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-178K- 65.24% |
$2.53M - $2.73M
|
94.9K
$0
|