Purchases and Sales Made in Q4 2020 in Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information about the institutional ownership of Nuveen Short Duration Credit Opportunities Fund (JSD) during Q4 2020. The information is specifically focused on institutions that hold shares of Nuveen Short Duration Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q4 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
145K+ 28.86% |
$1.72M - $1.93M
|
646K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
85.1K+ 120.32% |
$1.01M - $1.14M
|
156K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
63.9KNew |
$759K - $854K
|
63.9K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
35.7K+ 3.03% |
$424K - $477K
|
1.21M
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
24.8KNew |
$295K - $332K
|
24.8K
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
19.3K+ 64.24% |
$229K - $258K
|
49.3K
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.06K+ 10.32% |
$95.7K - $108K
|
86.2K
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Next Capital Management LLC
|
BUY
|
- |
7.99K+ 7.57% |
$94.9K - $107K
|
113K
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Fny Investment Advisers, LLC
|
BUY
|
- |
4.3KNew |
$51.1K - $57.5K
|
4.3K
$0
|
|
|
Jan 20, 2021
Q4 2020
|
Park Avenue Securities LLC
|
BUY
|
- |
3.24K+ 5.66% |
$38.5K - $43.3K
|
60.5K
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.73K+ 4.71% |
$32.5K - $36.5K
|
60.8K
$0
|
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.86KNew |
$22K - $24.8K
|
1.86K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1.6K+ 2.34% |
$19K - $21.4K
|
70K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.1K+ 18.33% |
$13.1K - $14.7K
|
7.1K
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
472+ 1.56% |
$5.61K - $6.31K
|
30.7K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
300+ 2.87% |
$3.56K - $4.01K
|
10.7K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
72New |
$855 - $963
|
72
$0
|
|
|
Jan 15, 2021
Q4 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
14+ 2.36% |
$166 - $187
|
607
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-293Closed |
$3.48K - $3.92K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Ellevest, Inc.
|
SELL
|
- |
-550Closed |
$6.53K - $7.35K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-632- 1.58% |
$7.51K - $8.45K
|
39.3K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-1.6K- 12.08% |
$19K - $21.3K
|
11.6K
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.06K- 11.71% |
$24.5K - $27.6K
|
15.6K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Matisse Capital
|
SELL
|
- |
-2.9K- 4.76% |
$34.4K - $38.8K
|
58K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-10.6KClosed |
$126K - $142K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-12KClosed |
$143K - $161K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-12.9K- 35.59% |
$153K - $173K
|
23.4K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-13.2KClosed |
$157K - $177K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.2K- 9.81% |
$157K - $177K
|
122K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-18K- 25.64% |
$214K - $241K
|
52.3K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-35.5K- 27.33% |
$422K - $475K
|
94.4K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-65.2K- 16.12% |
$775K - $872K
|
339K
$0
|