Purchases and Sales Made in Q4 2022 in Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information about the institutional ownership of Nuveen Short Duration Credit Opportunities Fund (JSD) during Q4 2022. The information is specifically focused on institutions that hold shares of Nuveen Short Duration Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
45.9K+ 71.74% |
$533K - $572K
|
110K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
39.1K+ 15.37% |
$453K - $486K
|
293K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
33.9KNew |
$393K - $422K
|
33.9K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
21.3K+ 10.35% |
$247K - $265K
|
227K
$0
|
|
|
Jan 12, 2023
Q4 2022
|
Next Capital Management LLC
|
BUY
|
- |
17.2K+ 8.03% |
$200K - $214K
|
232K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
14.2KNew |
$165K - $177K
|
14.2K
$0
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
12.7KNew |
$147K - $158K
|
12.7K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
11.5KNew |
$133K - $143K
|
11.5K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.39K+ 1.37% |
$39.3K - $42.3K
|
252K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.85KNew |
$33K - $35.5K
|
2.85K
$0
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.66K+ 15.09% |
$30.8K - $33.1K
|
20.3K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.08K+ 17.55% |
$24K - $25.8K
|
13.9K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
1.4K+ 9.09% |
$16.2K - $17.4K
|
16.8K
$0
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
986+ 9.25% |
$11.4K - $12.3K
|
11.6K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
845+ 0.63% |
$9.79K - $10.5K
|
136K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
603New |
$6.99K - $7.51K
|
603
$0
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
300+ 3.7% |
$3.48K - $3.74K
|
8.4K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
98+ 23.11% |
$1.14K - $1.22K
|
522
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
20+ 0.12% |
$232 - $249
|
16.1K
$0
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.1K- 1.68% |
$12.7K - $13.7K
|
64.2K
$0
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.18K- 3.03% |
$13.6K - $14.6K
|
37.6K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.6K- 3.91% |
$18.5K - $19.9K
|
39.3K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-2.82K- 19.33% |
$32.7K - $35.1K
|
11.8K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-3.21K- 1.61% |
$37.3K - $40K
|
197K
$0
|
|
|
Jan 20, 2023
Q4 2022
|
Matisse Capital
|
SELL
|
- |
-3.57K- 22.74% |
$41.4K - $44.5K
|
12.1K
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.91K- 5.65% |
$45.3K - $48.6K
|
65.2K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20K- 94.92% |
$232K - $249K
|
1.07K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-20.9K- 36.27% |
$243K - $261K
|
36.8K
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-35K- 29.91% |
$406K - $436K
|
82K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-51.2K- 18.0% |
$593K - $637K
|
233K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-68.5K- 17.78% |
$794K - $853K
|
317K
$0
|