S. Brett Caines Live Oak Bancshares, Inc. (LOB) insider trading activity

S. Brett Caines is Chief Financial Officer of Live Oak Bancshares, Inc.. Currently has a direct ownership of 322,406 shares of LOB, which is worth approximately $15.3 Million. The most recent transaction as insider was on Apr 06, 2021, when has been sold 4,470 shares (Voting Common Stock) at a price of $69.35 per share, resulting in proceeds of $309,994. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 322K

0% 3M change

0% 12M change

Total Value Held $15.3 Million

S. Brett Caines Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Apr 06 2021	SELL Payment of exercise price or tax liability	$309,994 $69.35 p/Share	4,470 Reduced 1.37%	322,406 Voting Common Stock
Apr 06 2021	BUY Exercise of conversion of derivative security	-	10,000 Added 2.97%	326,876 Voting Common Stock
Mar 22 2021	SELL Payment of exercise price or tax liability	$291,375 $65.17 p/Share	4,471 Reduced 1.39%	316,876 Voting Common Stock
Mar 22 2021	BUY Exercise of conversion of derivative security	-	10,000 Added 3.02%	321,347 Voting Common Stock
Feb 10 2021	SELL Payment of exercise price or tax liability	$26,757 $44.97 p/Share	595 Reduced 0.19%	311,347 Voting Common Stock
Feb 10 2021	BUY Exercise of conversion of derivative security	-	2,002 Added 0.64%	311,942 Voting Common Stock
Jan 13 2021	SELL Payment of exercise price or tax liability	$225,674 $48.9 p/Share	4,615 Reduced 1.47%	309,940 Voting Common Stock
Jan 13 2021	BUY Exercise of conversion of derivative security	-	10,000 Added 3.08%	314,555 Voting Common Stock
Dec 08 2020	SELL Payment of exercise price or tax liability	$187,651 $41.98 p/Share	4,470 Reduced 1.45%	304,555 Voting Common Stock
Dec 08 2020	BUY Exercise of conversion of derivative security	-	10,000 Added 3.13%	309,025 Voting Common Stock
Dec 02 2020	SELL Payment of exercise price or tax liability	$65,937 $43.04 p/Share	1,532 Reduced 0.51%	299,025 Voting Common Stock
Dec 02 2020	BUY Exercise of conversion of derivative security	-	3,427 Added 1.13%	300,557 Voting Common Stock
Nov 27 2020	SELL Payment of exercise price or tax liability	$197,976 $44.28 p/Share	4,471 Reduced 1.48%	297,130 Voting Common Stock
Nov 27 2020	BUY Exercise of conversion of derivative security	-	10,000 Added 3.21%	301,601 Voting Common Stock
Nov 24 2020	SELL Payment of exercise price or tax liability	$1,030,158 $46.09 p/Share	22,351 Reduced 7.12%	291,601 Voting Common Stock
Nov 24 2020	BUY Exercise of conversion of derivative security	-	50,000 Added 13.74%	313,952 Voting Common Stock

SBC

S. Brett Caines

Chief Financial Officer

Wilmington, NC

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