Latest Insider Transactions at Lpl Financial Holdings Inc. (LPLA)
This section provides a real-time view of insider transactions for Lpl Financial Holdings Inc. (LPLA). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of LPL Financial Holdings Inc. to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of LPL Financial Holdings Inc.'s insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 25
2023
|
Greg Gates Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
5,938
+10.29%
|
-
|
|
Feb 25
2023
|
Greg Gates Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
2,540
-9.94%
|
$627,380
$247.3 P/Share
|
|
Feb 25
2023
|
Matthew J Audette CFO and Head of Business Ops |
BUY
Grant, award, or other acquisition
|
Direct |
15,876
+21.37%
|
-
|
|
Feb 25
2023
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Payment of exercise price or tax liability
|
Direct |
8,788
-32.83%
|
$2,170,636
$247.3 P/Share
|
|
Feb 25
2023
|
Matthew Enyedi Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
7,805
+23.74%
|
-
|
|
Feb 25
2023
|
Matthew Enyedi Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
3,477
-29.04%
|
$858,819
$247.3 P/Share
|
|
Feb 25
2023
|
Dan H. Arnold President & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
79,534
+14.58%
|
-
|
|
Feb 25
2023
|
Dan H. Arnold President & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
39,519
-17.87%
|
$9,761,193
$247.3 P/Share
|
|
Feb 17
2023
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
9,783
-8.09%
|
$2,426,184
$248.76 P/Share
|
|
Feb 16
2023
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
7,990
-19.44%
|
$1,981,520
$248.19 P/Share
|
|
Feb 13
2023
|
Sallie R. Larsen Managing Director |
SELL
Open market or private sale
|
Direct |
20,519
-17.67%
|
$4,945,079
$241.66 P/Share
|
|
Feb 13
2023
|
Sallie R. Larsen Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
20,519
+31.28%
|
$636,089
$31.6 P/Share
|
|
Feb 06
2023
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Open market or private sale
|
Direct |
20,810
-10.65%
|
$4,952,780
$238.69 P/Share
|
|
Feb 06
2023
|
Matthew J Audette CFO and Head of Business Ops |
BUY
Exercise of conversion of derivative security
|
Direct |
20,810
+38.33%
|
$395,390
$19.85 P/Share
|
|
Feb 01
2023
|
Albert J Ko Director |
BUY
Grant, award, or other acquisition
|
Direct |
173
+50.0%
|
-
|
|
Nov 28
2022
|
William Francis Glavin Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
16
+0.08%
|
-
|
|
Nov 28
2022
|
Allison Mnookin Director |
BUY
Grant, award, or other acquisition
|
Direct |
4
+0.04%
|
-
|
|
Nov 28
2022
|
James S Putnam Director |
BUY
Grant, award, or other acquisition
|
Direct |
10
+0.01%
|
-
|
|
Nov 28
2022
|
Richard P Schifter Director |
BUY
Grant, award, or other acquisition
|
Direct |
20
+0.04%
|
-
|
|
Nov 28
2022
|
Corey E. Thomas Director |
BUY
Grant, award, or other acquisition
|
Direct |
8
+0.08%
|
-
|
|
Nov 28
2022
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
5
+0.04%
|
-
|
|
Nov 28
2022
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
6
+0.03%
|
-
|
|
Nov 18
2022
|
William Francis Glavin Jr Director |
BUY
Open market or private purchase
|
Indirect |
458
+17.12%
|
$99,386
$217.74 P/Share
|
|
Nov 18
2022
|
Brent Simonich Principal Accounting Officer |
BUY
Open market or private purchase
|
Direct |
920
+13.21%
|
$201,480
$219.15 P/Share
|
|
Nov 17
2022
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
5,213
-11.26%
|
$1,110,369
$213.8 P/Share
|
|
Nov 17
2022
|
Michelle Oroschakoff Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,680
+14.22%
|
$591,360
$77.53 P/Share
|
|
Oct 31
2022
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Open market or private sale
|
Direct |
20,000
-14.52%
|
$5,140,000
$257.52 P/Share
|
|
Oct 31
2022
|
Matthew J Audette CFO and Head of Business Ops |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+37.97%
|
$380,000
$19.85 P/Share
|
|
Oct 05
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
20,000
-11.25%
|
$4,800,000
$240.27 P/Share
|
|
Oct 05
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+10.11%
|
$780,000
$39.48 P/Share
|
|
Sep 14
2022
|
Dan H. Arnold President & CEO |
SELL
Bona fide gift
|
Direct |
4,785
-2.94%
|
-
|
|
Sep 07
2022
|
Richard Steinmeier Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
3,737
-15.52%
|
$833,351
$223.79 P/Share
|
|
Aug 31
2022
|
Corey E. Thomas Director |
BUY
Grant, award, or other acquisition
|
Direct |
8
+0.08%
|
-
|
|
Aug 31
2022
|
Richard P Schifter Director |
BUY
Grant, award, or other acquisition
|
Direct |
22
+0.04%
|
-
|
|
Aug 31
2022
|
James S Putnam Director |
BUY
Grant, award, or other acquisition
|
Direct |
12
+0.01%
|
-
|
|
Aug 31
2022
|
Allison Mnookin Director |
BUY
Grant, award, or other acquisition
|
Direct |
4
+0.04%
|
-
|
|
Aug 31
2022
|
William Francis Glavin Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
16
+0.08%
|
-
|
|
Aug 31
2022
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
6
+0.03%
|
-
|
|
Aug 31
2022
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
5
+0.04%
|
-
|
|
Aug 17
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
11,391
-2.21%
|
$2,631,321
$231.37 P/Share
|
|
Aug 17
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
11,391
+6.14%
|
$444,249
$39.48 P/Share
|
|
Aug 17
2022
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
12,883
-4.61%
|
$2,950,207
$229.28 P/Share
|
|
Aug 17
2022
|
Michelle Oroschakoff Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
9,448
+15.5%
|
$614,120
$65.5 P/Share
|
|
Aug 16
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
3,609
-2.17%
|
$830,070
$230.18 P/Share
|
|
Aug 16
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
3,609
+2.13%
|
$140,751
$39.48 P/Share
|
|
Aug 15
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
10,000
-1.48%
|
$2,250,000
$225.6 P/Share
|
|
Aug 15
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+5.48%
|
$390,000
$39.48 P/Share
|
|
Aug 04
2022
|
Richard Steinmeier Managing Director |
SELL
Open market or private sale
|
Direct |
7,355
-23.4%
|
$1,588,680
$216.64 P/Share
|
|
Aug 04
2022
|
Richard Steinmeier Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,355
+18.96%
|
$566,335
$77.53 P/Share
|
|
Jul 29
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
39,015
-19.35%
|
$8,193,150
$210.33 P/Share
|