Purchases and Sales Made in Q3 2021 in First Trust Multi Asset Divers (MDIV)
This table provides information about the institutional ownership of First Trust Multi Asset Divers (MDIV) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST MULTI-ASSET DIVERS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-700- 40.58% |
$11.4K - $12K
|
1.03K
$16.5K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-850- 42.5% |
$13.8K - $14.5K
|
1.15K
$18.5K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-997- 1.21% |
$16.2K - $17K
|
81.3K
$1.31M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.07K- 1.75% |
$17.5K - $18.3K
|
60.4K
$972K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.19K- 3.71% |
$19.4K - $20.3K
|
30.9K
$497K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.22K- 50.94% |
$19.9K - $20.9K
|
1.18K
$18.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.39K- 7.77% |
$22.7K - $23.8K
|
16.5K
$266K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.6K- 45.71% |
$26K - $27.3K
|
1.9K
$30.6K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-2.22K- 7.0% |
$36.1K - $37.8K
|
29.4K
$474K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.29K- 20.79% |
$37.2K - $39K
|
8.71K
$140K
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-2.52K- 26.29% |
$41.1K - $43.1K
|
7.07K
$114K
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-2.99K- 18.11% |
$48.7K - $51.1K
|
13.5K
$218K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-3.17K- 27.17% |
$51.7K - $54.2K
|
8.51K
$137K
|
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-3.46K- 2.71% |
$56.3K - $59.1K
|
124K
$2M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.98K- 0.57% |
$64.8K - $68K
|
696K
$11.2M
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-4.14K- 14.19% |
$67.3K - $70.6K
|
25K
$403K
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-8.29K- 3.36% |
$135K - $142K
|
238K
$3.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-9K- 33.21% |
$147K - $154K
|
18.1K
$292K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-12.1K- 4.62% |
$198K - $207K
|
251K
$4.04M
|
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-15KClosed |
$244K - $256K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-15.1K- 7.62% |
$246K - $258K
|
183K
$2.95M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-15.2K- 4.74% |
$247K - $259K
|
305K
$4.92M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-16K- 39.12% |
$260K - $273K
|
24.9K
$401K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-18.3K- 5.48% |
$298K - $312K
|
316K
$5.08M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-18.4K- 34.85% |
$299K - $314K
|
34.3K
$553K
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-21.2KClosed |
$344K - $361K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-21.3K- 2.23% |
$347K - $364K
|
935K
$15.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-32.6KClosed |
$531K - $558K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-35K- 2.91% |
$569K - $597K
|
1.17M
$18.8M
|
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-147K- 64.36% |
$2.4M - $2.51M
|
81.5K
$1.31M
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-249K- 91.73% |
$4.05M - $4.25M
|
22.5K
$362K
|