Purchases and Sales Made in Q1 2023 in Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD)
This table provides information about the institutional ownership of Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD) during Q1 2023. The information is specifically focused on institutions that hold shares of MainStay MacKay DefinedTerm Municipal Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
166K+ 545.84% |
$2.72M - $2.99M
|
196K
$2.99M
|
|
|
May 15, 2023
Q1 2023
|
Xml Financial, LLC
|
BUY
|
- |
48.5K+ 16.69% |
$795K - $873K
|
339K
$5.15M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
35.7K+ 14.67% |
$586K - $643K
|
279K
$4.24M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
35.2K+ 32.72% |
$577K - $634K
|
143K
$2.17M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
30.1K+ 25.56% |
$494K - $543K
|
148K
$2.25M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
24.5K+ 6.24% |
$401K - $441K
|
416K
$6.33M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
18.7KNew |
$306K - $337K
|
18.7K
$284K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.4K+ 1.59% |
$252K - $277K
|
981K
$14.9M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
14.8K+ 9.58% |
$243K - $267K
|
170K
$2.58M
|
|
|
May 10, 2023
Q1 2023
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
14.3KNew |
$234K - $257K
|
14.3K
$217K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.8K+ 35.53% |
$226K - $249K
|
52.6K
$800K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.3K+ 90.69% |
$217K - $239K
|
27.9K
$424K
|
|
|
Apr 20, 2023
Q1 2023
|
Goodwin Daniel L
|
BUY
|
- |
12.3K+ 54.16% |
$202K - $222K
|
35K
$532K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
BUY
|
- |
11KNew |
$181K - $199K
|
11K
$168K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11K+ 17.61% |
$181K - $199K
|
73.6K
$1.12M
|
|
|
Apr 12, 2023
Q1 2023
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
9.6K+ 7.41% |
$157K - $173K
|
139K
$2.12M
|
|
|
May 05, 2023
Q1 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
8.22K+ 12.29% |
$135K - $148K
|
75.1K
$1.14M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7.95K+ 35.62% |
$130K - $143K
|
30.3K
$460K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
5.2K+ 38.1% |
$85.3K - $93.7K
|
18.8K
$286K
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.88K+ 4.58% |
$63.7K - $70K
|
88.7K
$1.35M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.78K+ 10.25% |
$61.9K - $68K
|
40.6K
$618K
|
|
|
May 10, 2023
Q1 2023
|
Legacy Financial Strategies, LLC
Leawood, KS |
BUY
|
- |
3.6K+ 9.23% |
$59K - $64.8K
|
42.5K
$647K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
3.25KNew |
$53.3K - $58.6K
|
3.25K
$49.4K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.89K+ 5.66% |
$47.4K - $52.1K
|
54K
$820K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.8K+ 9.39% |
$29.5K - $32.4K
|
21K
$319K
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.66K+ 4.05% |
$27.1K - $29.8K
|
42.5K
$646K
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.49K+ 19.44% |
$24.4K - $26.8K
|
9.15K
$139K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
912+ 11.07% |
$15K - $16.4K
|
9.15K
$139K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
480+ 1.16% |
$7.87K - $8.65K
|
42K
$638K
|
|
|
May 08, 2023
Q1 2023
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
410+ 1.38% |
$6.72K - $7.39K
|
30.2K
$458K
|
|
|
Apr 26, 2023
Q1 2023
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
69+ 0.63% |
$1.13K - $1.24K
|
11.1K
$168K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
31+ 0.1% |
$508 - $559
|
30.4K
$463K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
5+ 1.36% |
$82 - $90.1
|
372
$5.65K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-297- 1.08% |
$4.87K - $5.35K
|
27.3K
$415K
|
|
|
May 02, 2023
Q1 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-400- 1.5% |
$6.56K - $7.21K
|
26.2K
$399K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-460- 43.4% |
$7.54K - $8.29K
|
600
$9.12K
|
|
|
May 08, 2023
Q1 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-1.53K- 4.94% |
$25.1K - $27.6K
|
29.5K
$448K
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-2.91K- 8.65% |
$47.7K - $52.4K
|
30.7K
$467K
|
|
|
May 10, 2023
Q1 2023
|
Brandywine Oak Private Wealth LLC
|
SELL
|
- |
-3.75K- 22.52% |
$61.5K - $67.6K
|
12.9K
$196K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.25K- 2.44% |
$69.7K - $76.6K
|
170K
$2.58M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-4.93K- 14.44% |
$80.9K - $88.9K
|
29.2K
$444K
|
|
|
Apr 10, 2023
Q1 2023
|
Next Level Private LLC
Harrison, NY |
SELL
|
- |
-5K- 28.57% |
$82K - $90.1K
|
12.5K
$190K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-5.18K- 25.4% |
$84.9K - $93.3K
|
15.2K
$231K
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-14.7K- 17.45% |
$241K - $264K
|
69.4K
$1.06M
|
|
|
May 12, 2023
Q1 2023
|
Alpha Centric Advisors LLC
San Juan, PR |
SELL
|
- |
-14.8K- 56.76% |
$242K - $266K
|
11.2K
$171K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-16.8K- 3.29% |
$276K - $303K
|
494K
$7.51M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-19.4K- 1.53% |
$318K - $349K
|
1.25M
$19M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-23.5K- 11.22% |
$386K - $424K
|
186K
$2.83M
|