Latest Institutional Transactions on Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD)
This table provides information on the latest institutional transactions involving Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.89K- 10.25% |
$41.8K - $44.7K
|
25.3K
$381K
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-2.11K- 17.26% |
$30.5K - $32.6K
|
10.1K
$152K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.6K- 5.71% |
$471K - $503K
|
538K
$8.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-34.4K- 10.54% |
$497K - $531K
|
292K
$4.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.22K+ 22.29% |
$75.4K - $80.7K
|
28.7K
$432K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
57+ 0.24% |
$823 - $880
|
24K
$361K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.29K- 7.56% |
$18.6K - $19.9K
|
15.8K
$238K
|
|
|
Nov 14, 2025
Q3 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
15K+ 50.0% |
$217K - $232K
|
45K
$678K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3+ 0.01% |
$43.3 - $46.3
|
26.3K
$396K
|
|
|
Nov 14, 2025
Q3 2025
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
14New |
$202 - $216
|
14
$211
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
12.1KNew |
$175K - $187K
|
12.1K
$183K
|
|
|
Nov 14, 2025
Q3 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
16KNew |
$231K - $247K
|
16K
$241K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-24.4K- 18.05% |
$352K - $377K
|
111K
$1.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
66.2K+ 13.19% |
$955K - $1.02M
|
568K
$8.55M
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
15.2KNew |
$219K - $234K
|
15.2K
$228K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
500+ 1.23% |
$7.22K - $7.72K
|
41K
$618K
|
|
|
Nov 14, 2025
Q3 2025
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
920New |
$13.3K - $14.2K
|
920
$13.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
2.76K+ 11.59% |
$39.8K - $42.6K
|
26.6K
$400K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-22- 0.14% |
$318 - $340
|
15.7K
$236K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
9.93K+ 24.48% |
$143K - $153K
|
50.5K
$760K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
129K+ 44.19% |
$1.86M - $1.99M
|
420K
$6.33M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-35.2K- 33.32% |
$508K - $543K
|
70.4K
$1.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-23.1K- 50.17% |
$333K - $356K
|
22.9K
$345K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20.7KNew |
$299K - $319K
|
20.7K
$311K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-39.2K- 14.32% |
$566K - $605K
|
235K
$3.53M
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-40- 0.04% |
$578 - $618
|
96.5K
$1.45M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
270+ 0.84% |
$3.9K - $4.17K
|
32.3K
$486K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.35K+ 7.04% |
$121K - $129K
|
127K
$1.91M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.21K+ 2.78% |
$17.5K - $18.7K
|
44.9K
$676K
|
|
|
Nov 12, 2025
Q3 2025
|
Intellus Advisors LLC
Naples, FL |
SELL
|
- |
-6.96K- 7.67% |
$101K - $108K
|
83.8K
$1.26M
|
|
|
Nov 12, 2025
Q3 2025
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-1.13K- 1.26% |
$16.4K - $17.5K
|
88.4K
$1.33M
|
|
|
Nov 10, 2025
Q3 2025
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-1.62K- 12.82% |
$23.3K - $25K
|
11K
$166K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1.4K- 4.14% |
$20.2K - $21.6K
|
32.4K
$488K
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
BUY
|
- |
1.19K+ 2.46% |
$17.2K - $18.4K
|
49.6K
$747K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-19.1K- 16.64% |
$275K - $294K
|
95.6K
$1.44M
|
|
|
Oct 29, 2025
Q3 2025
|
Rovin Capital
|
BUY
|
- |
5+ 0.02% |
$72.2 - $77.2
|
28.5K
$429K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.05K- 4.51% |
$15.2K - $16.3K
|
22.3K
$336K
|
|
|
Oct 27, 2025
Q3 2025
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-1.35K- 4.86% |
$19.5K - $20.9K
|
26.4K
$398K
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
BUY
|
- |
1New |
$14.4 - $15.4
|
1
$15.1
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-18.2K- 17.52% |
$263K - $282K
|
85.9K
$1.29M
|
|
|
Oct 22, 2025
Q3 2025
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
12K+ 34.35% |
$173K - $185K
|
46.9K
$707K
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
219K+ 45.42% |
$3.16M - $3.38M
|
701K
$10.5M
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
SELL
|
- |
-6.43K- 16.74% |
$92.8K - $99.2K
|
32K
$481K
|
|
|
Oct 15, 2025
Q3 2025
|
Plancorp, LLC
|
BUY
|
- |
7K+ 41.65% |
$101K - $108K
|
23.8K
$359K
|
|
|
Oct 10, 2025
Q3 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
1.07K+ 8.84% |
$15.5K - $16.6K
|
13.2K
$199K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
4.03K+ 26.84% |
$58.1K - $62.2K
|
19K
$287K
|
|
|
Oct 07, 2025
Q3 2025
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-5.51K- 24.51% |
$79.5K - $85K
|
17K
$255K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-601- 0.37% |
$8.43K - $9.11K
|
162K
$2.43M
|
|
|
Sep 29, 2025
Q2 2025
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-14.5K- 51.79% |
$203K - $220K
|
13.5K
$203K
|
|
|
Aug 14, 2025
Q2 2025
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-54.9K- 81.1% |
$770K - $832K
|
12.8K
$193K
|
|