Purchases and Sales Made in Q2 2021 in Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD)
This table provides information about the institutional ownership of Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD) during Q2 2021. The information is specifically focused on institutions that hold shares of MainStay MacKay DefinedTerm Municipal Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
903KNew |
$19.9M - $20.7M
|
903K
$14.9M
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
222KNew |
$4.89M - $5.1M
|
222K
$3.66M
|
|
Aug 09, 2021
Q2 2021
|
Brandywine Oak Private Wealth LLC
|
BUY
|
- |
80.6KNew |
$1.77M - $1.85M
|
80.6K
$1.33M
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
42KNew |
$923K - $963K
|
42K
$691K
|
|
Aug 17, 2021
Q2 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
28.4K+ 266.65% |
$624K - $651K
|
39K
$643K
|
|
Aug 09, 2021
Q2 2021
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
13.5K+ 26.08% |
$297K - $310K
|
65.2K
$1.07M
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.5K+ 17.19% |
$253K - $264K
|
78.5K
$1.29M
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
BUY
|
- |
11.3KNew |
$249K - $259K
|
11.3K
$186K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.6K+ 1.85% |
$234K - $244K
|
586K
$9.66M
|
|
Aug 10, 2021
Q2 2021
|
Van Eck Associates Corp
|
BUY
|
- |
7.29K+ 10.3% |
$160K - $167K
|
78.1K
$1.29M
|
|
Aug 06, 2021
Q2 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
6.28K+ 8.46% |
$138K - $144K
|
80.5K
$1.33M
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.73K+ 20.18% |
$126K - $131K
|
34.1K
$562K
|
|
Aug 02, 2021
Q2 2021
|
Legacy Financial Strategies, LLC
Leawood, KS |
BUY
|
- |
3.35K+ 5.62% |
$73.8K - $76.9K
|
63.1K
$1.04M
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.02K+ 8.72% |
$66.4K - $69.3K
|
37.7K
$620K
|
|
Aug 11, 2021
Q2 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
3KNew |
$66K - $68.8K
|
3K
$49.4K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.78K+ 1.8% |
$61.2K - $63.8K
|
157K
$2.59M
|
|
Jul 30, 2021
Q2 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.62K+ 24.24% |
$57.7K - $60.2K
|
13.4K
$221K
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.74K+ 7.56% |
$38.2K - $39.8K
|
24.7K
$407K
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.41K+ 1.28% |
$31.1K - $32.4K
|
112K
$1.84M
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.03K+ 6.36% |
$22.7K - $23.7K
|
17.3K
$285K
|
|
Aug 13, 2021
Q2 2021
|
Parisi Gray Wealth Management
|
BUY
|
- |
941+ 4.23% |
$20.7K - $21.6K
|
23.2K
$382K
|
|
Aug 17, 2021
Q2 2021
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
635New |
$14K - $14.6K
|
635
$10.5K
|
|
Aug 02, 2021
Q2 2021
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
309+ 1.14% |
$6.8K - $7.09K
|
27.4K
$452K
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
197+ 4.17% |
$4.33K - $4.52K
|
4.92K
$81K
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
186New |
$4.09K - $4.27K
|
186
$3.06K
|
|
Jan 08, 2024
Q2 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
128+ 1.05% |
$2.82K - $2.94K
|
12.3K
$203K
|
|
Aug 10, 2021
Q2 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
119+ 1.2% |
$2.62K - $2.73K
|
10K
$165K
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
58+ 0.13% |
$1.28K - $1.33K
|
46.3K
$763K
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
52+ 1.14% |
$1.14K - $1.19K
|
4.59K
$75.7K
|
|
Aug 11, 2021
Q2 2021
|
Panagora Asset Management Inc
Boston, MA |
BUY
|
- |
7New |
$154 - $161
|
7
$115
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
SELL
|
- |
-667Closed |
$14.7K - $15.3K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.13K- 10.47% |
$24.8K - $25.8K
|
9.62K
$158K
|
|
Aug 13, 2021
Q2 2021
|
Robbins Farley LLC
Manchester, NH |
SELL
|
- |
-2.95KClosed |
$64.9K - $67.7K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.55K- 9.55% |
$100K - $104K
|
43.1K
$710K
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-5K- 1.33% |
$110K - $115K
|
371K
$6.11M
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-5.33KClosed |
$117K - $122K
|
0
$0
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-5.42K- 18.74% |
$119K - $124K
|
23.5K
$387K
|
|
Aug 20, 2021
Q2 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-10.2KClosed |
$223K - $233K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-11.8K- 6.04% |
$259K - $270K
|
183K
$3.02M
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-28.3KClosed |
$622K - $648K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-33K- 8.37% |
$726K - $757K
|
361K
$5.95M
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-44.5K- 32.42% |
$979K - $1.02M
|
92.7K
$1.53M
|
|
Aug 11, 2021
Q2 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-57K- 96.91% |
$1.25M - $1.31M
|
1.82K
$29.9K
|
|
Aug 13, 2021
Q2 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-177KClosed |
$3.89M - $4.05M
|
0
$0
|