Purchases and Sales Made in Q3 2021 in Barings Participation Investors (MPV)
This table provides information about the institutional ownership of Barings Participation Investors (MPV) during Q3 2021. The information is specifically focused on institutions that hold shares of BARINGS PARTICIPATION INVESTORS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
297KNew |
$3.98M - $4.22M
|
297K
$4.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
58.5K+ 13.14% |
$784K - $831K
|
503K
$8.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
12.7KNew |
$171K - $181K
|
12.7K
$211K
|
|
|
Oct 26, 2021
Q3 2021
|
Emfo, LLC
|
BUY
|
- |
3.1KNew |
$41.6K - $44.1K
|
3.1K
$51.4K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.11K+ 5.24% |
$28.2K - $29.9K
|
42.3K
$701K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
1.48K+ 2.28% |
$19.8K - $21K
|
66.3K
$1.1M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.31K+ 1.03% |
$17.6K - $18.6K
|
129K
$2.14M
|
|
|
Nov 03, 2021
Q3 2021
|
Tsp Capital Management Group, LLC
|
BUY
|
- |
1.3K+ 0.34% |
$17.4K - $18.5K
|
384K
$6.37M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
838+ 1.03% |
$11.2K - $11.9K
|
82.4K
$1.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
600+ 0.31% |
$8.05K - $8.53K
|
194K
$3.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
123+ 1.09% |
$1.65K - $1.75K
|
11.4K
$190K
|
|
|
Nov 08, 2021
Q3 2021
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
50+ 0.5% |
$671 - $711
|
10.1K
$167K
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
1+ 1.35% |
$13.4 - $14.2
|
75
$1.24K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-14- 0.07% |
$188 - $199
|
19.5K
$323K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-34- 0.35% |
$456 - $483
|
9.68K
$161K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-113- 0.37% |
$1.52K - $1.61K
|
30.2K
$500K
|
|
|
Nov 10, 2021
Q3 2021
|
Essex Financial Services, Inc.
|
SELL
|
- |
-127- 0.44% |
$1.7K - $1.81K
|
28.5K
$472K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-234- 0.17% |
$3.14K - $3.33K
|
137K
$2.28M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-250- 0.79% |
$3.35K - $3.56K
|
31.3K
$519K
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-1.06KClosed |
$14.2K - $15.1K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.26KClosed |
$30.3K - $32.2K
|
0
$0
|
|
|
Jul 17, 2024
Q3 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-6.36K- 92.71% |
$85.3K - $90.4K
|
500
$8.29K
|