Charles Aubrey Smith Iii is Chief Risk Officer of MORGAN STANLEY. Currently has a direct ownership of 126,190 shares of MS, which is worth approximately $12.3 Million. The most recent transaction as insider was on Apr 17, 2024, when has been sold 11,200 shares (Common Stock) at a price of $90.09 per share, resulting in proceeds of $1,009,008. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 126K
7.38% 3M change
n/a 12M change
Total Value Held $12.3 Million

Charles Aubrey Smith III Transaction History

Date Transaction Value Shares Traded Shares Held Form
Apr 17 2024
SELL
Open market or private sale
$1,009,008 $90.09 p/Share
11,200 Reduced 8.15%
126,190 Common Stock
Jan 17 2024
SELL
Payment of exercise price or tax liability
$1,862,711 $85.97 p/Share
21,667 Reduced 13.72%
136,245 Common Stock
Jan 17 2024
BUY
Grant, award, or other acquisition
-
25,005 Added 13.67%
157,912 Common Stock
Jul 19 2023
SELL
Open market or private sale
$517,496 $92.41 p/Share
5,600 Reduced 3.94%
136,512 Common Stock
Jul 19 2023
SELL
Payment of exercise price or tax liability
$546,951 $91.94 p/Share
5,949 Reduced 4.36%
130,563 Common Stock
CAS

Charles Aubrey Smith Iii

Chief Risk Officer
New York, NY

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