Purchases and Sales Made in Q3 2023 in Neuberger Berman Municipal Fund Inc. (NBH)
This table provides information about the institutional ownership of Neuberger Berman Municipal Fund Inc. (NBH) during Q3 2023. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN MUNICIPAL FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
211K+ 67.02% |
$1.94M - $2.19M
|
525K
$5.44M
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
185K+ 76.7% |
$1.7M - $1.93M
|
426K
$4.42M
|
|
Aug 22, 2024
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
142K+ 70.82% |
$1.31M - $1.48M
|
344K
$3.56M
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
140K+ 295.55% |
$1.29M - $1.46M
|
187K
$1.94M
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
111KNew |
$1.02M - $1.15M
|
111K
$1.15M
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
87.4K+ 78.58% |
$805K - $911K
|
199K
$2.06M
|
|
Nov 06, 2023
Q3 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
27.6KNew |
$254K - $288K
|
27.6K
$286K
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
18.8KNew |
$173K - $196K
|
18.8K
$195K
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
14K+ 66.43% |
$129K - $146K
|
35.1K
$364K
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
12.4KNew |
$114K - $129K
|
12.4K
$129K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.4KNew |
$105K - $119K
|
11.4K
$118K
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
8.28K+ 10.56% |
$76.3K - $86.3K
|
86.7K
$899K
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
8.04K+ 29.7% |
$74K - $83.7K
|
35.1K
$364K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.59K+ 5.71% |
$69.9K - $79.1K
|
141K
$1.46M
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
7.51K+ 2.24% |
$69.2K - $78.3K
|
344K
$3.56M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
5.52KNew |
$50.8K - $57.5K
|
5.52K
$57.2K
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
5.5K+ 7.26% |
$50.7K - $57.3K
|
81.3K
$843K
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
4.53K+ 37.52% |
$41.7K - $47.2K
|
16.6K
$172K
|
|
Oct 18, 2023
Q3 2023
|
Capital Market Strategies LLC
|
BUY
|
- |
4.47K+ 17.38% |
$41.2K - $46.6K
|
30.2K
$313K
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.5K+ 23.53% |
$23K - $26.1K
|
13.1K
$136K
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2KNew |
$18.4K - $20.8K
|
2K
$20.7K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.56KNew |
$14.3K - $16.2K
|
1.56K
$16.1K
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
1.23K+ 6.08% |
$11.3K - $12.8K
|
21.4K
$222K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.15K+ 2.13% |
$10.6K - $12K
|
55.1K
$571K
|
|
Oct 10, 2023
Q3 2023
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
1K+ 4.44% |
$9.21K - $10.4K
|
23.5K
$244K
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
968+ 9.39% |
$8.92K - $10.1K
|
11.3K
$117K
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
526+ 1.11% |
$4.84K - $5.48K
|
48K
$497K
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
270New |
$2.49K - $2.81K
|
270
$2.8K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-722- 1.42% |
$6.65K - $7.52K
|
50.2K
$520K
|
|
Oct 16, 2023
Q3 2023
|
Round Rock Advisors, LLC
|
SELL
|
- |
-800- 1.81% |
$7.37K - $8.34K
|
43.4K
$450K
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-1.32K- 99.92% |
$12.2K - $13.8K
|
1
$10.4
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.15K- 3.6% |
$19.8K - $22.4K
|
57.7K
$598K
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.9K- 16.13% |
$26.7K - $30.2K
|
15.1K
$156K
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.03K- 22.24% |
$27.9K - $31.6K
|
10.6K
$110K
|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
SELL
|
- |
-3.52K- 2.73% |
$32.4K - $36.6K
|
125K
$1.3M
|
|
Nov 08, 2023
Q3 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-3.92K- 9.43% |
$36.1K - $40.9K
|
37.7K
$391K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.09K- 6.04% |
$37.7K - $42.6K
|
63.6K
$659K
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-4.98K- 3.34% |
$45.9K - $51.9K
|
144K
$1.49M
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.1K- 10.69% |
$83.8K - $94.8K
|
76.1K
$789K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-11.5K- 4.88% |
$106K - $120K
|
224K
$2.33M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-12.9K- 29.34% |
$119K - $135K
|
31.2K
$323K
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-30.1K- 9.55% |
$277K - $314K
|
285K
$2.96M
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-36.1K- 30.2% |
$333K - $376K
|
83.5K
$866K
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-37K- 13.85% |
$341K - $386K
|
230K
$2.39M
|