Latest Institutional Transactions on Neuberger Berman New York Municipal Fund Inc. (NBO)
This table provides information on the latest institutional transactions involving Neuberger Berman New York Municipal Fund Inc. (NBO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
52.9K+ 13.15% |
$463K - $511K
|
455K
$0
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
151KNew |
$1.32M - $1.46M
|
151K
$0
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
19.6K+ 60.13% |
$172K - $190K
|
52.3K
$0
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.26K+ 7.03% |
$54.8K - $60.5K
|
95.3K
$0
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.1KNew |
$141K - $155K
|
16.1K
$0
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
96.6K+ 31.13% |
$846K - $934K
|
407K
$0
|
|
Nov 13, 2023
Q3 2023
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
22KNew |
$193K - $213K
|
22K
$0
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
90.2K+ 103.27% |
$790K - $872K
|
178K
$0
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-795- 1.91% |
$6.96K - $7.69K
|
40.9K
$0
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
408New |
$3.57K - $3.95K
|
408
$0
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-120K- 59.24% |
$1.05M - $1.16M
|
82.6K
$0
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-11.6K- 16.98% |
$102K - $113K
|
56.9K
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-46K- 33.03% |
$403K - $445K
|
93.3K
$0
|
|
Q2 2023 | |||||||
Aug 14, 2023
Q2 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-725- 4.28% |
$6.74K - $7.21K
|
16.2K
$0
|
|
Aug 11, 2023
Q2 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
25.4KNew |
$236K - $253K
|
25.4K
$0
|
|
Q1 2023 | |||||||
May 18, 2023
Q1 2023
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
50K+ 50000.0% |
$464K - $504K
|
50.1K
$0
|
|
May 15, 2023
Q1 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-35K- 50.06% |
$325K - $353K
|
34.9K
$0
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
10.9KNew |
$101K - $110K
|
10.9K
$0
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.08K+ 22.46% |
$19.3K - $20.9K
|
11.3K
$0
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.35K- 23.16% |
$49.6K - $53.9K
|
17.8K
$0
|
|
Apr 20, 2023
Q1 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-9.9K- 47.15% |
$91.9K - $99.8K
|
11.1K
$0
|
|
Apr 14, 2023
Q1 2023
|
Dakota Wealth Management
|
BUY
|
- |
11.8KNew |
$110K - $119K
|
11.8K
$0
|
|
Q4 2022 | |||||||
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
500+ 5.56% |
$4.42K - $5.06K
|
9.5K
$0
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-400- 3.29% |
$3.53K - $4.04K
|
11.7K
$0
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-100- 50.0% |
$883 - $1.01K
|
100
$0
|
|
Feb 09, 2023
Q4 2022
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-2.6K- 10.49% |
$23K - $26.3K
|
22.2K
$0
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
46.3KNew |
$409K - $468K
|
46.3K
$0
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-8.33K- 33.74% |
$73.6K - $84.2K
|
16.4K
$0
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.9K- 55.79% |
$27.2K - $30.9K
|
2.3K
$0
|
|
Nov 14, 2022
Q3 2022
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
13.1KNew |
$123K - $140K
|
13.1K
$0
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
10K+ 40.15% |
$93.8K - $106K
|
34.9K
$0
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
SELL
|
- |
-15.8K- 23.64% |
$148K - $168K
|
51K
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-1.42KClosed |
$15.8K - $18.4K
|
0
$0
|
|
May 05, 2022
Q1 2022
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-3.88K- 9.27% |
$43.3K - $50.1K
|
38K
$0
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-785Closed |
$8.74K - $10.1K
|
0
$0
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
SELL
|
- |
-500Closed |
$5.57K - $6.46K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16KClosed |
$200K - $210K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-11.5KClosed |
$144K - $151K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.82KClosed |
$89.2K - $92.6K
|
0
$0
|
|
Q2 2021 | |||||||
Jul 30, 2021
Q2 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-800Closed |
$9.88K - $10.7K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.01KClosed |
$12.4K - $13.5K
|
0
$0
|
|
Q1 2021 | |||||||
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-10KClosed |
$121K - $128K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-9.39KClosed |
$109K - $115K
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.5KClosed |
$29.1K - $30.6K
|
0
$0
|
|
Oct 20, 2020
Q3 2020
|
Robinson Capital Management, LLC
|
SELL
|
- |
-111KClosed |
$1.29M - $1.36M
|
0
$0
|
|
Q1 2020 | |||||||
Aug 14, 2020
Q1 2020
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-32.5KClosed |
$298K - $428K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2+ 0.36% |
$18.3 - $26.4
|
555
$0
|
|
Q4 2019 | |||||||
Feb 11, 2020
Q4 2019
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13.9KClosed |
$171K - $175K
|
0
$0
|
|
Jan 30, 2020
Q4 2019
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
2.58KNew |
$31.7K - $32.4K
|
2.58K
$0
|