Purchases and Sales Made in Q1 2021 in Neuberger Berman New York Municipal Fund Inc. (NBO)
This table provides information about the institutional ownership of Neuberger Berman New York Municipal Fund Inc. (NBO) during Q1 2021. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2021
Q1 2021
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
110K+ 37.87% |
$1.33M - $1.4M
|
401K
$0
|
|
|
May 17, 2021
Q1 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
95.5KNew |
$1.15M - $1.22M
|
95.5K
$0
|
|
|
May 14, 2021
Q1 2021
|
Matisse Capital
|
BUY
|
- |
52.1K+ 433.77% |
$629K - $664K
|
64.1K
$0
|
|
|
May 10, 2021
Q1 2021
|
Dakota Wealth Management
|
BUY
|
- |
37.4KNew |
$451K - $476K
|
37.4K
$0
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
22.2K+ 44.33% |
$268K - $283K
|
72.4K
$0
|
|
|
May 20, 2021
Q1 2021
|
Bridgewater Advisors Inc.
|
BUY
|
- |
13.1KNew |
$158K - $167K
|
13.1K
$0
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.1KNew |
$158K - $167K
|
13.1K
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.37K+ 33.76% |
$64.8K - $68.4K
|
21.3K
$0
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.17K+ 13.93% |
$50.3K - $53.1K
|
34.1K
$0
|
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.98K+ 1.44% |
$23.9K - $25.3K
|
140K
$0
|
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1K+ 3.89% |
$12.1K - $12.7K
|
26.7K
$0
|
|
|
May 05, 2021
Q1 2021
|
Tortoise Investment Management, LLC
|
BUY
|
- |
800New |
$9.66K - $10.2K
|
800
$0
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.77K- 43.52% |
$21.4K - $22.6K
|
2.3K
$0
|
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.96K- 6.63% |
$23.7K - $25K
|
27.6K
$0
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-8.75K- 43.18% |
$106K - $111K
|
11.5K
$0
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-10KClosed |
$121K - $128K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-13.3KClosed |
$160K - $169K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-187KClosed |
$2.26M - $2.38M
|
0
$0
|