Purchases and Sales Made in Q3 2020 in Neuberger Berman New York Municipal Fund Inc. (NBO)
This table provides information about the institutional ownership of Neuberger Berman New York Municipal Fund Inc. (NBO) during Q3 2020. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2020
Q3 2020
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
153K+ 180.3% |
$1.78M - $1.88M
|
238K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
121KNew |
$1.41M - $1.48M
|
121K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.6KNew |
$182K - $191K
|
15.6K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
13.2KNew |
$154K - $162K
|
13.2K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
7.87K+ 20.27% |
$91.6K - $96.4K
|
46.7K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
4.24K+ 3.21% |
$49.3K - $51.9K
|
136K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.95K+ 24.14% |
$22.7K - $23.9K
|
10K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.77K+ 77.04% |
$20.6K - $21.7K
|
4.07K
$0
|
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
500New |
$5.82K - $6.13K
|
500
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
50New |
$582 - $613
|
50
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-196Closed |
$2.28K - $2.4K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-450- 1.48% |
$5.24K - $5.51K
|
30K
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-500Closed |
$5.82K - $6.13K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.41K- 7.65% |
$16.4K - $17.2K
|
17K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-1.45K- 11.15% |
$16.9K - $17.8K
|
11.5K
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.5KClosed |
$29.1K - $30.6K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Matisse Capital
|
SELL
|
- |
-9.27K- 43.55% |
$108K - $114K
|
12K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-9.39KClosed |
$109K - $115K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.1K- 23.02% |
$118K - $124K
|
33.9K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-25.9K- 10.67% |
$302K - $318K
|
217K
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Robinson Capital Management, LLC
|
SELL
|
- |
-111KClosed |
$1.29M - $1.36M
|
0
$0
|