Purchases and Sales Made in Q3 2021 in Neuberger Berman New York Municipal Fund Inc. (NBO)
This table provides information about the institutional ownership of Neuberger Berman New York Municipal Fund Inc. (NBO) during Q3 2021. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 11, 2022
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
399KNew |
$5.22M - $5.42M
|
399K
$0
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
90.9KNew |
$1.19M - $1.23M
|
90.9K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
37.1K+ 50.79% |
$486K - $504K
|
110K
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.5K+ 71.94% |
$164K - $170K
|
29.9K
$0
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
7.21K+ 5.2% |
$94.3K - $98K
|
146K
$0
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
5.36K+ 3.77% |
$70K - $72.7K
|
147K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.01K+ 130.78% |
$39.3K - $40.8K
|
5.31K
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.0% |
$13.1 - $13.6
|
32.9K
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.59K- 18.37% |
$47K - $48.8K
|
16K
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.34K- 37.47% |
$69.8K - $72.5K
|
8.91K
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.82KClosed |
$89.2K - $92.6K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.74K- 36.39% |
$101K - $105K
|
13.5K
$0
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-19.5K- 20.75% |
$255K - $265K
|
74.4K
$0
|
|
Nov 15, 2021
Q3 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-26.4K- 22.83% |
$345K - $358K
|
89.1K
$0
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-404KClosed |
$5.29M - $5.49M
|
0
$0
|