Purchases and Sales Made in Q4 2020 in Neuberger Berman New York Municipal Fund Inc. (NBO)
This table provides information about the institutional ownership of Neuberger Berman New York Municipal Fund Inc. (NBO) during Q4 2020. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
53.1K+ 22.33% |
$615K - $658K
|
291K
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
11.4KNew |
$132K - $141K
|
11.4K
$0
|
|
|
Jan 20, 2021
Q4 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.05K+ 53.33% |
$81.6K - $87.3K
|
20.3K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
BUY
|
- |
3.48K+ 7.45% |
$40.2K - $43.1K
|
50.2K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.22K+ 32.09% |
$37.3K - $39.9K
|
13.3K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.59K+ 1.17% |
$18.4K - $19.6K
|
138K
$0
|
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.01KNew |
$11.6K - $12.5K
|
1.01K
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Cwm, LLC
|
BUY
|
- |
500+ 100.0% |
$5.79K - $6.2K
|
1K
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-50Closed |
$579 - $620
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-410- 1.37% |
$4.75K - $5.08K
|
29.6K
$0
|
|
|
Sep 15, 2021
Q4 2020
|
Cwm, LLC
|
SELL
|
- |
-500- 50.0% |
$5.79K - $6.2K
|
500
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.07K- 6.31% |
$12.4K - $13.3K
|
15.9K
$0
|
|
|
Feb 10, 2021
Q4 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.5K- 5.51% |
$17.4K - $18.6K
|
25.7K
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.94K- 11.62% |
$45.6K - $48.8K
|
29.9K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-11.5KClosed |
$134K - $143K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-15.6KClosed |
$181K - $193K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-29.9K- 13.79% |
$347K - $371K
|
187K
$0
|