Purchases and Sales Made in Q3 2020 in Neu Base Therapeutics, Inc. (NBSE)
This table provides information about the institutional ownership of Neu Base Therapeutics, Inc. (NBSE) during Q3 2020. The information is specifically focused on institutions that hold shares of NeuBase Therapeutics, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
145KNew |
$1.05M - $1.41M
|
145K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Sio Capital Management, LLC
New York, NY |
BUY
|
- |
125K+ 69.66% |
$906K - $1.21M
|
304K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
David Einhorn
Greenlight Capital Inc | New York, Ny
|
BUY
|
- |
124K+ 6.5% |
$898K - $1.2M
|
2.03M
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
96.6KNew |
$700K - $938K
|
96.6K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
86.6K+ 56.81% |
$628K - $841K
|
239K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
BUY
|
- |
54.7KNew |
$397K - $531K
|
54.7K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
51.5KNew |
$373K - $500K
|
51.5K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Nuveen Asset Management, LLC
Chicago, IL |
BUY
|
- |
47.4K+ 46.72% |
$344K - $460K
|
149K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Martingale Asset Management L P
Boston, MA |
BUY
|
- |
42.6KNew |
$309K - $414K
|
42.6K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
State Street Corp
Boston, MA |
BUY
|
- |
28.9K+ 11.6% |
$209K - $280K
|
278K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Russell Investments Group, Ltd.
|
BUY
|
- |
28.4K+ 454.36% |
$206K - $275K
|
34.6K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
24.9K+ 37.53% |
$181K - $242K
|
91.4K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
20.4KNew |
$148K - $198K
|
20.4K
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Fny Investment Advisers, LLC
|
BUY
|
- |
15KNew |
$109K - $146K
|
15K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
13.8KNew |
$100K - $134K
|
13.8K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Premier Asset Management LLC
Chicago, IL |
BUY
|
- |
13KNew |
$94.1K - $126K
|
13K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
12.4K+ 342.07% |
$89.9K - $120K
|
16K
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
6.6KNew |
$47.8K - $64.1K
|
6.6K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.12K+ 20.46% |
$37.1K - $49.7K
|
30.2K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
845+ 9.51% |
$6.13K - $8.2K
|
9.74K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
752+ 0.39% |
$5.45K - $7.3K
|
195K
$0
|
|
|
Sep 07, 2021
Q3 2020
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
250New |
$1.81K - $2.43K
|
250
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
250New |
$1.81K - $2.43K
|
250
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-37- 82.22% |
$268 - $359
|
8
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-50Closed |
$363 - $486
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-285Closed |
$2.07K - $2.77K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-429- 2.72% |
$3.11K - $4.17K
|
15.4K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Sandy Spring Bank
|
SELL
|
- |
-500Closed |
$3.63K - $4.86K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-519- 4.92% |
$3.76K - $5.04K
|
10K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-544Closed |
$3.94K - $5.28K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-675- 23.72% |
$4.89K - $6.55K
|
2.17K
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Dorsey Wright & Associates
|
SELL
|
- |
-1.58KClosed |
$11.4K - $15.3K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Heritage Wealth Advisors
|
SELL
|
- |
-1.9K- 14.73% |
$13.8K - $18.4K
|
11K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-2.31K- 5.32% |
$16.8K - $22.5K
|
41.2K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-2.89K- 9.75% |
$20.9K - $28K
|
26.7K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-4.19K- 74.15% |
$30.3K - $40.6K
|
1.46K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Oak Grove Capital LLC
North Hampton, NH |
SELL
|
- |
-8K- 28.6% |
$58K - $77.7K
|
20K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-11.2KClosed |
$81.2K - $109K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-11.4KClosed |
$82.9K - $111K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-13.6KClosed |
$98.8K - $132K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-24.5KClosed |
$178K - $238K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-86.1KClosed |
$624K - $836K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-339K- 37.87% |
$2.46M - $3.3M
|
557K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-419KClosed |
$3.04M - $4.07M
|
0
$0
|