Latest Institutional Sells of Neuberger Berman California Municipal Fund Inc. (NBW)
This list provides information on the latest institutional transactions involving Neuberger Berman California Municipal Fund Inc. (NBW) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-24.3K- 35.89% |
$237K - $265K
|
43.4K
$0
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-22.9K- 19.29% |
$223K - $249K
|
95.7K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-15.9K- 15.18% |
$155K - $173K
|
88.7K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-13K- 74.07% |
$127K - $142K
|
4.55K
$0
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.33K- 22.94% |
$81.3K - $90.7K
|
28K
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-5.45K- 3.5% |
$53.2K - $59.4K
|
150K
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.39K- 4.52% |
$42.8K - $47.8K
|
92.6K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Evoke Wealth, LLC
|
SELL
|
- |
-3.1K- 7.58% |
$30.3K - $33.8K
|
37.8K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.06K- 1.51% |
$10.3K - $11.5K
|
68.8K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-175- 0.25% |
$1.71K - $1.91K
|
68.9K
$0
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-45.2K- 56.36% |
$473K - $509K
|
35K
$0
|
|
| Q1 2023 | |||||||
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
SELL
|
- |
-5.31K- 7.38% |
$55.8K - $64.7K
|
66.6K
$0
|
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-3.85K- 23.23% |
$40.4K - $46.8K
|
12.7K
$0
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-27.2K- 31.46% |
$274K - $308K
|
59.3K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-354- 15.36% |
$3.56K - $4.01K
|
1.95K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-200- 66.67% |
$2.01K - $2.27K
|
100
$0
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-43.8K- 62.18% |
$461K - $537K
|
26.6K
$0
|
|
| Q2 2022 | |||||||
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-14.9KClosed |
$160K - $182K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Apr 19, 2022
Q1 2022
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-25.7KClosed |
$310K - $359K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-25KClosed |
$302K - $350K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Blodgett Wealth Advisors, LLC
|
SELL
|
- |
-11KClosed |
$133K - $154K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2KClosed |
$24.1K - $28K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-91.8KClosed |
$1.25M - $1.32M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.9KClosed |
$244K - $257K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-6.03KClosed |
$82.5K - $88.5K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-32.4KClosed |
$428K - $450K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-833Closed |
$10.7K - $11.4K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Jul 09, 2020
Q2 2020
|
Diligent Investors, LLC
|
SELL
|
- |
-10KClosed |
$119K - $131K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-10KClosed |
$119K - $131K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-80KClosed |
$852K - $1.17M
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-10.7KClosed |
$114K - $157K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-23.5KClosed |
$317K - $336K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-14KClosed |
$189K - $200K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-85Closed |
$1.15K - $1.22K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 06, 2019
Q2 2019
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-13.2KClosed |
$172K - $181K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13KClosed |
$169K - $177K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-83.6KClosed |
$1.04M - $1.07M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-30.1KClosed |
$373K - $386K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-24.3KClosed |
$302K - $312K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-5Closed |
$62.1 - $64.3
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-13.1KClosed |
$164K - $170K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Ifp Advisors, Inc
|
SELL
|
- |
-2KClosed |
$25K - $25.9K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Pacific Center For Financial Services
San Ramon, CA |
SELL
|
- |
-1.71KClosed |
$21.4K - $22.1K
|
0
$0
|
|