Purchases and Sales Made in Q1 2021 in Neuberger Berman California Municipal Fund Inc. (NBW)
This table provides information about the institutional ownership of Neuberger Berman California Municipal Fund Inc. (NBW) during Q1 2021. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
88.4KNew |
$1.17M - $1.23M
|
88.4K
$0
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
21.2K+ 58.54% |
$280K - $294K
|
57.3K
$0
|
|
|
May 17, 2021
Q1 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
18.5KNew |
$245K - $257K
|
18.5K
$0
|
|
|
May 17, 2021
Q1 2021
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
15.4K+ 36.73% |
$203K - $214K
|
57.3K
$0
|
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
9.5K+ 6.41% |
$125K - $132K
|
158K
$0
|
|
|
May 14, 2021
Q1 2021
|
Matisse Capital
|
BUY
|
- |
8K+ 14.01% |
$106K - $111K
|
65.1K
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
7.37K+ 23.02% |
$97.4K - $102K
|
39.4K
$0
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
6.03KNew |
$79.6K - $83.6K
|
6.03K
$0
|
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
435+ 1.16% |
$5.75K - $6.03K
|
37.9K
$0
|
|
|
May 17, 2021
Q1 2021
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
403+ 0.43% |
$5.32K - $5.59K
|
93.9K
$0
|
|
|
May 05, 2021
Q1 2021
|
Tortoise Investment Management, LLC
|
BUY
|
- |
370New |
$4.89K - $5.13K
|
370
$0
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.76K- 6.88% |
$36.5K - $38.3K
|
37.4K
$0
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.6K- 3.39% |
$60.8K - $63.9K
|
131K
$0
|
|
|
May 18, 2021
Q1 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-11.1K- 7.11% |
$147K - $154K
|
145K
$0
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-32.4KClosed |
$428K - $450K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-55K- 37.91% |
$727K - $763K
|
90.1K
$0
|