Purchases and Sales Made in Q1 2022 in Neuberger Berman California Municipal Fund Inc. (NBW)
This table provides information about the institutional ownership of Neuberger Berman California Municipal Fund Inc. (NBW) during Q1 2022. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
68.2KNew |
$822K - $953K
|
68.2K
$0
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
50.9K+ 168.74% |
$614K - $712K
|
81.1K
$0
|
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
19.9K+ 9.22% |
$240K - $278K
|
235K
$0
|
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
14.5KNew |
$174K - $202K
|
14.5K
$0
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
12.6K+ 24.45% |
$152K - $176K
|
64K
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.43K+ 15.41% |
$53.4K - $62K
|
33.2K
$0
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3K+ 25.16% |
$36.2K - $41.9K
|
14.9K
$0
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-318- 0.46% |
$3.84K - $4.45K
|
68.2K
$0
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-800Closed |
$9.65K - $11.2K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.07K- 3.12% |
$12.9K - $15K
|
33.2K
$0
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2KClosed |
$24.1K - $28K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Matisse Capital
|
SELL
|
- |
-2.1K- 2.47% |
$25.3K - $29.4K
|
83K
$0
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.98KClosed |
$48K - $55.6K
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-4.52K- 17.48% |
$54.5K - $63.2K
|
21.3K
$0
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.31K- 6.61% |
$100K - $116K
|
117K
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Blodgett Wealth Advisors, LLC
|
SELL
|
- |
-11KClosed |
$133K - $154K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-11.1KClosed |
$134K - $155K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-13.5K- 7.64% |
$163K - $189K
|
163K
$0
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-25KClosed |
$302K - $350K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-25.7KClosed |
$310K - $359K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-32.9K- 38.24% |
$396K - $459K
|
53.1K
$0
|