Purchases and Sales Made in Q2 2021 in Neuberger Berman California Municipal Fund Inc. (NBW)
This table provides information about the institutional ownership of Neuberger Berman California Municipal Fund Inc. (NBW) during Q2 2021. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2021
Q2 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
36K+ 40.68% |
$492K - $528K
|
124K
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
14.9K+ 9.46% |
$204K - $219K
|
173K
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
BUY
|
- |
10.4KNew |
$142K - $152K
|
10.4K
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
2.8K+ 6.75% |
$38.3K - $41.1K
|
44.3K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
1.64K+ 8.83% |
$22.4K - $24K
|
20.2K
$0
|
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.38KNew |
$18.9K - $20.2K
|
1.38K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.2KNew |
$16.4K - $17.6K
|
1.2K
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
238+ 0.26% |
$3.26K - $3.49K
|
90.3K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-2.25K- 5.7% |
$30.7K - $33K
|
37.1K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.14K- 2.39% |
$42.9K - $46K
|
128K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-3.68K- 3.91% |
$50.3K - $53.9K
|
90.2K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-4.34K- 7.57% |
$59.4K - $63.7K
|
53K
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-6.03KClosed |
$82.5K - $88.5K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-6.55K- 4.51% |
$89.7K - $96.2K
|
139K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-10.3K- 18.67% |
$141K - $151K
|
44.8K
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-12.1K- 32.34% |
$165K - $177K
|
25.3K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-37.9KClosed |
$519K - $556K
|
0
$0
|